Preface |
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xv | |
Acknowledgments |
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xxi | |
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xxiii | |
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Part I Fundamentals of Administrative Records Research and Applications |
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1 | (60) |
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1 On The Use Of Proxy Variables In Combining Register And Survey Data |
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3 | (22) |
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3 | (4) |
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1.1.1 A Multisource Data Perspective |
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3 | (2) |
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1.1.2 Concept of Proxy Variable |
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5 | (2) |
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1.2 Instances of Proxy Variable |
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7 | (5) |
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7 | (3) |
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10 | (2) |
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1.3 Estimation Using Multiple Proxy Variables |
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12 | (8) |
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13 | (2) |
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1.3.2 Uncertainty Evaluation: A Case of Two-Way Data |
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15 | (2) |
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17 | (3) |
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20 | (5) |
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20 | (5) |
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2 Disclosure Limitation And Confidentiality Protection In Linked Data |
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25 | (36) |
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25 | (2) |
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2.2 Paradigms of Protection |
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27 | (5) |
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2.2.1 Input Noise Infusion |
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29 | (1) |
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2.2.2 Formal Privacy Models |
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30 | (2) |
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2.3 Confidentiality Protection in Linked Data: Examples |
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32 | (11) |
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32 | (1) |
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32 | (1) |
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2.3.1.2 Linkages to Other Data |
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32 | (1) |
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2.3.1.3 Disclosure Avoidance Methods |
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33 | (1) |
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34 | (1) |
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34 | (1) |
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2.3.2.2 Disclosure Avoidance Methods |
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35 | (1) |
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2.3.2.3 Disclosure Avoidance Assessment |
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35 | (2) |
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2.3.2.4 Analytical Validity Assessment |
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37 | (1) |
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2.3.3 LEHD: Linked Establishment and Employee Records |
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38 | (1) |
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38 | (1) |
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2.3.3.2 Disclosure Avoidance Methods |
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39 | (2) |
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2.3.3.3 Disclosure Avoidance Assessment for QWI |
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41 | (1) |
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2.3.3.4 Analytical Validity Assessment for QWI |
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42 | (1) |
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2.4 Physical and Legal Protections |
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43 | (6) |
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2.4.1 Statistical Data Enclaves |
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44 | (2) |
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46 | (1) |
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46 | (1) |
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2.4.4 Disclosure Avoidance Methods |
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47 | (1) |
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48 | (1) |
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49 | (12) |
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2.A.1 Other Abbreviations |
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51 | (1) |
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52 | (2) |
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54 | (1) |
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54 | (7) |
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Part II Data Quality of Administrative Records and Linking Methodology |
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61 | (118) |
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3 Evaluation Of The Quality Of Administrative Data Used In The Dutch Virtual Census |
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63 | (22) |
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63 | (1) |
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3.2 Data Sources and Variables |
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64 | (2) |
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66 | (3) |
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3.3.1 Source and Metadata Hyper Dimensions |
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66 | (2) |
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3.3.2 Data Hyper Dimension |
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68 | (1) |
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3.4 Quality Evaluation Results for the Dutch 2011 Census |
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69 | (12) |
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3.4.1 Source and Metadata: Application of Checklist |
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69 | (3) |
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3.4.2 Data Hyper Dimension: Completeness and Accuracy Results |
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72 | (1) |
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3.4.2.1 Completeness Dimension |
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73 | (2) |
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3.4.2.2 Accuracy Dimension |
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75 | (3) |
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3.4.2.3 Visualizing with a Tableplot |
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78 | (2) |
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3.4.3 Discussion of the Quality Findings |
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80 | (1) |
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81 | (1) |
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3.6 Practical Implications for Implementation with Surveys and Censuses |
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81 | (1) |
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82 | (3) |
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82 | (3) |
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4 Improving Input Data Quality In Register-Based Statistics: The Norwegian Experience |
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85 | (20) |
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85 | (1) |
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4.2 The Use of Administrative Sources in Statistics Norway |
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86 | (3) |
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4.3 Managing Statistical Populations |
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89 | (2) |
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4.4 Experiences from the First Norwegian Purely Register-Based Population and Housing Census of 2011 |
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91 | (2) |
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4.5 The Contact with the Owners of Administrative Registers Was Put into System |
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93 | (3) |
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4.5.1 Agreements on Data Processing |
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93 | (2) |
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4.5.2 Agreements of Cooperation on Data Quality in Administrative Data Systems |
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95 | (1) |
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4.5.3 The Forums for Cooperation |
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96 | (1) |
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4.6 Measuring and Documenting Input Data Quality |
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96 | (4) |
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96 | (1) |
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4.6.2 Operationalizing the Quality Checks |
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97 | (2) |
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99 | (1) |
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4.6.4 The Approach Is Being Adopted by the Owners of Administrative Data |
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99 | (1) |
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100 | (1) |
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101 | (4) |
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104 | (1) |
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5 Cleaning And Using Administrative Lists: Enhanced Practices And Computational Algorithms For Record Linkage And Modeling/Editing/Imputation |
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105 | (34) |
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5.1 Introductory Comments |
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105 | (3) |
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105 | (1) |
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106 | (1) |
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107 | (1) |
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108 | (5) |
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108 | (2) |
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5.2.2 Fellegi--Holt Model |
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110 | (1) |
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5.2.3 Imputation Generalizing Little-Rubin |
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110 | (1) |
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5.2.4 Connecting Edit with Imputation |
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111 | (1) |
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5.2.5 Achieving Extreme Computational Speed |
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112 | (1) |
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113 | (11) |
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5.3.1 Fellegi--Sunter Model |
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113 | (3) |
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5.3.2 Estimating Parameters |
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116 | (2) |
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5.3.3 Estimating False Match Rates |
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118 | (1) |
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118 | (5) |
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5.3.4 Achieving Extreme Computational Speed |
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123 | (1) |
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5.4 Models for Adjusting Statistical Analyses for Linkage Error |
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124 | (9) |
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124 | (1) |
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125 | (2) |
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127 | (1) |
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5.4.4 Chipperfield, Bishop, and Campbell |
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128 | (2) |
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130 | (2) |
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5.4.5 Goldstein, Harron, and Wade |
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132 | (1) |
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133 | (1) |
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133 | (1) |
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133 | (1) |
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5.6 Issues and Some Related Questions |
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134 | (5) |
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134 | (5) |
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6 Assessing Uncertainty When Using Linked Administrative Records |
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139 | (16) |
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139 | (1) |
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6.2 General Sources of Uncertainty |
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140 | (2) |
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140 | (1) |
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6.2.2 Incomplete Matching |
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141 | (1) |
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6.3 Approaches to Accounting for Uncertainty |
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142 | (7) |
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6.3.1 Modeling Matching Matrix as Parameter |
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143 | (3) |
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146 | (2) |
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6.3.3 Imputation of Entire Concatenated File |
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148 | (1) |
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149 | (101) |
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6.4.1 Problems to Be Solved |
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149 | (1) |
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6.4.2 Practical Implications |
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150 | (1) |
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150 | (1) |
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151 | (1) |
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151 | (4) |
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7 Measuring And Controlling For Non-Consent Bias In Linked Survey And Administrative Data |
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155 | (1) |
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155 | (4) |
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7.1.1 What Is Linkage Consent? Why Is Linkage Consent Needed? |
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155 | (1) |
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7.1.2 Linkage Consent Rates in Large-Scale Surveys |
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156 | (2) |
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7.1.3 The Impact of Linkage Non-Consent Bias on Survey Inference |
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158 | (1) |
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7.1.4 The Challenge of Measuring and Controlling for Linkage Non-Consent Bias |
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158 | (1) |
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1.2 Strategies for Measuring Linkage Non-Consent Bias |
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159 | (4) |
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7.2.1 Formulation of Linkage Non-Consent Bias |
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159 | (1) |
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1.2.2 Modeling Non-Consent Using Survey Information |
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160 | (2) |
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7.2.3 Analyzing Non-Consent Bias for Administrative Variables |
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162 | (1) |
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7.3 Methods for Minimizing Non-Consent Bias at the Survey Design Stage |
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163 | (5) |
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7.3.1 Optimizing Linkage Consent Rates |
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163 | (1) |
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7.3.2 Placement of the Consent Request |
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163 | (2) |
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7.3.3 Wording of the Consent Request |
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165 | (1) |
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7.3.4 Active and Passive Consent Procedures |
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166 | (1) |
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7.3.5 Linkage Consent in Panel Studies |
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167 | (1) |
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7.4 Methods for Minimizing Non-Consent Bias at the Survey Analysis Stage |
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168 | (4) |
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7.4.1 Controlling for Linkage Non-Consent Bias via Statistical Adjustment |
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169 | (1) |
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7.4.2 Weighting Adjustments |
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169 | (1) |
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170 | (2) |
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172 | (1) |
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7.5.1 Key Points for Measuring Linkage Non-Consent Bias |
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172 | (1) |
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7.5.2 Key Points for Controlling for Linkage Non-Consent Bias |
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172 | (1) |
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7.6 Practical Implications for Implementation with Surveys and Censuses |
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173 | (1) |
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174 | (5) |
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174 | (5) |
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Part III Use of Administrative Records in Surveys |
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179 | (90) |
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8 A Register-Based Census: The Swedish Experience |
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181 | (24) |
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181 | (1) |
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182 | (1) |
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183 | (2) |
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8.4 A Register-Based Census |
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185 | (5) |
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8.4.1 Registers at Statistics Sweden |
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185 | (1) |
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8.4.2 Facilitating a System of Registers |
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186 | (1) |
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8.4.3 Introducing a Dwelling Identification Key |
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187 | (1) |
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8.4.4 The Census Household and Dwelling Populations |
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188 | (2) |
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8.5 Evaluation of the Census |
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190 | (9) |
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190 | (2) |
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8.5.2 Evaluating Household Size and Type |
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192 | (1) |
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192 | (1) |
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193 | (1) |
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194 | (1) |
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194 | (1) |
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8.5.3 Evaluating Ownership |
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195 | (3) |
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198 | (1) |
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8.6 Impact on Population and Housing Statistics |
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199 | (2) |
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8.7 Summary and Final Remarks |
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201 | (4) |
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203 | (2) |
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9 Administrative Records Applications For The 2020 Census |
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205 | (26) |
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205 | (1) |
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9.2 Administrative Record Usage in the U.S. Census |
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206 | (1) |
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9.3 Administrative Record Integration in 2020 Census Research |
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207 | (12) |
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9.3.1 Administrative Record Usage Determinations |
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207 | (1) |
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9.3.2 NRFU Design Incorporating Administrative Records |
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208 | (2) |
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9.3.3 Administrative Records Sources and Data Preparation |
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210 | (2) |
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9.3.4 Approach to Determine Administrative Record Vacant Addresses |
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212 | (2) |
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9.3.5 Extension of Vacant Methodology to Nonexistent Cases |
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214 | (1) |
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9.3.6 Approach to Determine Occupied Addresses |
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215 | (2) |
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9.3.7 Other Aspects and Alternatives of Administrative Record Enumeration |
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217 | (2) |
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219 | (5) |
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9.4.1 Microlevel Evaluations of Quality |
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219 | (2) |
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9.4.2 Macrolevel Evaluations of Quality |
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221 | (3) |
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9.5 Other Applications of Administrative Record Usage |
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224 | (2) |
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9.5.1 Register-Based Census |
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224 | (1) |
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9.5.2 Supplement Traditional Enumeration with Adjustments for Estimated Error for Official Census Counts |
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224 | (1) |
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9.5.3 Coverage Evaluation |
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225 | (1) |
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226 | (1) |
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227 | (4) |
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228 | (3) |
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10 Use Of Administrative Records In Small Area Estimation |
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231 | (38) |
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231 | (2) |
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233 | (5) |
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10.3 Small Area Estimation Models for Combining Information |
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238 | (14) |
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238 | (9) |
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247 | (5) |
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252 | (7) |
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259 | (1) |
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259 | (10) |
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261 | (1) |
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261 | (8) |
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Part IV Use of Administrative Data in Evidence-Based Policymaking |
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269 | (80) |
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11 Enhancement Of Health Surveys With Data Linkage |
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271 | (26) |
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271 | (2) |
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11.1.1 The National Center for Health Statistics (NCHS) |
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271 | (1) |
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11.1.2 The NCHS Data Linkage Program |
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272 | (1) |
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11.1.3 Initial Linkages with NCHS Surveys |
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272 | (1) |
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11.2 Examples of NCHS Health Surveys that Were Enhanced Through Linkage |
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273 | (2) |
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11.2.1 National Health Interview Survey (NHIS) |
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273 | (1) |
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11.2.2 National Health and Nutrition Examination Survey (NHANES) |
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274 | (1) |
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11.2.3 National Health Care Surveys |
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274 | (1) |
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11.3 NCHS Health Surveys Linked with Vital Records and Administrative Data |
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275 | (3) |
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11.3.1 National Death Index (NDI) |
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276 | (1) |
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11.3.2 Centers for Medicare and Medicaid Services (CMS) |
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276 | (1) |
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11.3.3 Social Security Administration (SSA) |
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277 | (1) |
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11.3.4 Department of Housing and Urban Development (HUD) |
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277 | (1) |
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11.3.5 United States Renal Data System and the Florida Cancer Data System |
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278 | (1) |
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11.4 NCHS Data Linkage Program: Linkage Methodology and Processing Issues |
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278 | (6) |
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11.4.1 Informed Consent in Health Surveys |
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278 | (1) |
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11.4.2 Informed Consent for Child Survey Participants |
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279 | (1) |
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11.4.3 Adaptive Approaches to Linking Health Surveys with Administrative Data |
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280 | (1) |
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11.4.4 Use of Alternate Records |
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281 | (1) |
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11.4.5 Protecting the Privacy of Health Survey Participants and Maintaining Data Confidentiality |
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282 | (1) |
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283 | (1) |
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11.5 Enhancements to Health Survey Data Through Linkage |
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284 | (2) |
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11.6 Analytic Considerations and Limitations of Administrative Data |
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286 | (3) |
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11.6.1 Adjusting Sample Weights for Linkage-Eligibility |
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287 | (1) |
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11.6.2 Residential Mobility and Linkages to State Programs and Registries |
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288 | (1) |
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11.7 Future of the NCHS Data Linkage Program |
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289 | (2) |
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291 | (6) |
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292 | (1) |
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292 | (1) |
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292 | (5) |
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12 Combining Administrative And Survey Data To Improve Income Measurement |
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297 | (26) |
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297 | (2) |
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12.2 Measuring and Decomposing Total Survey Error |
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299 | (3) |
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12.3 Generalized Coverage Error |
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302 | (3) |
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12.4 Item Nonresponse and Imputation Error |
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305 | (2) |
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307 | (4) |
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12.6 Illustration: Using Data Linkage to Better Measure Income and Poverty |
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311 | (1) |
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12.7 Accuracy of Links and the Administrative Data |
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312 | (3) |
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315 | (1) |
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316 | (7) |
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317 | (1) |
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317 | (6) |
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13 Combining Data From Multiple Sources To Define A Respondent: The Case Of Education Data |
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323 | (26) |
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323 | (3) |
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13.1.1 Options for Defining a Unit Respondent When Data Exist from Sources Instead of or in Addition to an Interview |
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324 | (1) |
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13.1.2 Concerns with Defining a Unit Respondent Without Having an Interview |
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325 | (1) |
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326 | (1) |
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327 | (3) |
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13.3.1 Computing Weights for Interview Respondents and for Unit Respondents Who May Not Have Interview Data (Usable Case Respondents) |
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327 | (1) |
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13.3.1.1 How Many Weights Are Necessary? |
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328 | (1) |
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13.3.2 Imputing Data When All or Some Interview Data Are Missing |
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328 | (1) |
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13.3.3 Conducting Nonresponse Bias Analyses to Appropriately Consider Interview and Study Nonresponse |
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329 | (1) |
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13.4 Example of Defining a Unit Respondent for the National Postsecondary Student Aid Study (NPSAS) |
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330 | (10) |
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330 | (3) |
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13.4.2 Usable Case Respondent Approach |
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333 | (1) |
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333 | (2) |
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13.4.3 Interview Respondent Approach |
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335 | (1) |
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336 | (2) |
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13.4.4 Comparison of Estimates, Variances, and Nonresponse Bias Using Two Approaches to Define a Unit Respondent |
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338 | (2) |
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13.5 Discussion: Advantages and Disadvantages of Two Approaches to Defining a Unit Respondent |
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340 | (2) |
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13.5.1 Interview Respondents |
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340 | (1) |
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13.5.2 Usable Case Respondents |
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341 | (1) |
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13.6 Practical Implications for Implementation with Surveys and Censuses |
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342 | (1) |
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343 | (1) |
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13.A.1 NPSAS:08 Study Respondent Definition |
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343 | (1) |
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343 | (6) |
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348 | (1) |
Index |
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349 | |