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E-grāmata: Agency Law in Commercial Practice

Edited by (Professor of Financial Law, University of Nijmegen), Edited by (Professor of Commercial Contract Law, University of Edinburgh), Edited by (Professor of Law, The University of Auckland)
  • Formāts: 344 pages
  • Izdošanas datums: 28-Jan-2016
  • Izdevniecība: Oxford University Press
  • Valoda: eng
  • ISBN-13: 9780191058363
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Agency Law in Commercial PracticePalielināt
  • Formāts: 344 pages
  • Izdošanas datums: 28-Jan-2016
  • Izdevniecība: Oxford University Press
  • Valoda: eng
  • ISBN-13: 9780191058363
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This book explores a range of problems in the application of agency law in commercial practice. Moving beyond the limited introductory resources currently available, it "tests" abstract agency law concepts in specific commercial contexts, with reference to jurisdictions around the world.

There is an enduring commonality of concepts and principles within agency law, both within the Commonwealth and within the jurisdictions of the United States. The book's comparative approach, drawing together analysis of national and international jurisdictions, provides innovative perspectives and insights, as well as practical guidance on solving commercial problems.

The book opens with a detailed introductory chapter which provides a broad overview of the agency issues arising in specific commercial contexts. The subsequent chapters are grouped thematically: company law, financial transactions and services, sale of goods; as well as agency in procedural contexts. Topics covered include the role of the director and directorial board in company law and agency law, agency in shipping law, undisclosed principal in sale of goods cases, regulation of conflicts of interest in securities transactions, poseur-agents and transactional intermediation, the operation of agency in retail financial services, the agent's warranty of authority, and power of attorney.

This book is an invaluable resource on both agency theory and commercial practice.
About the Editors xi
List of Contributors
xiii
Table of Cases
xv
Table of Legislation
xxix
I GENERAL
1 Introduction
II AGENCY IN GENERAL CONTRACT LAW
2 Ratification
A Introduction
1(1)
B The Juristic Nature of Ratification
2(3)
C Prerequisites of Ratification
5(11)
D Requirements of Ratification
16(6)
E Limits of Ratification
22(9)
F Conclusion
31
3 The Poseur as Agent
A Introduction
1(7)
B Purported Principal's Liability for Injury or Loss Caused by Poseur
8(9)
C Poseur's Stance and Liability as a Fiduciary of Purported Principal
17(16)
D Conclusion
33
4 Unidentified Principals in Common Law
A The Initial Contract
5(2)
B Relevance of the Agent's Intention
7(3)
C Ratification
10(4)
D Apparent Authority
14(3)
E Allocation Among Principals
17(7)
F Agent has no Principal
24(5)
G When Disputes Arise
29(1)
H The Solution of the Restatements: Agent a Party to such a Contract
30(6)
I The Codes
36
5 Undisclosed Principals and the Sale of Goods
A Origins
1(3)
B Rationale
4(3)
C An Essential Ingredient
7(7)
D Exclusion
14(6)
E Utility
20(3)
F Relevance to Sale of Goods
23(2)
G Retention?
25
6 Undisclosed Indirect Representation---Protecting the Principal, the Third Party, or Both?
A Introduction
1(6)
B Undisclosed Agency versus (Undisclosed) Indirect Representation
7(8)
C `Undisclosed Principals' in Unidroit, PECL, and DCFR
15(5)
D Evaluation: Who `Deserves' Protection?
20(11)
E Conclusion
31
III AGENCY IN COMPANY LAW
7 Directors as Agents---Some Aspects of Disputed Territory
A Are Directors Agents Through-and-Through?
2(33)
B The Application to Companies and their Directors of the Law Relating to Unlawful Combinations
35(20)
C Whose Interests are Directors Supposed to Promote?
55(9)
D Conclusion
64
8 The Agency of Liquidators and Receivers
A Origins of the Liquidator's Office
5(2)
B Case Law Establishing the Agency
7(8)
C Is the Liquidator's Agency Consistent with Agency Law?
15(8)
D Consequence and Impact of the Liquidator's Agency
23(7)
E Scope of Agency
30(3)
F Agency of Receiver
33(10)
G Conclusion
43
IV AGENCY IN FINANCIAL TRANS ACTIONS AND SERVICES
9 Agency and Principal Dealing under the Markets in Financial Instruments Directive
A Introduction
1(3)
B Investment Firm
4(6)
C Four Transaction Types
10(15)
D Investor Protection
25(38)
E Acting as Agent or as Principal: Not a Justified Distinction to Serve as a Basis for Determining the Degree of Investor Protection
63(27)
F Conclusions
90
10 Agency and the Retail Distribution of Financial Products
A Regulatory Context and Interface with Agency
9(9)
B Who Owes a Duty of Care?
18(1)
C What is the Impact of a Statutory Code of Business Conduct on Contractual Duties and the Standard of Care?
19(9)
D Communication by Bureaucratically Complex Organizations
28(5)
E Statutory Extensions to Responsibility for the Conduct of Agents
33(15)
F The Future
48
11 `Unwelcome Knowledge': Imputation of the Agent's Knowledge in the Pre-Contractual Phase of Insurance
A Introduction
1(3)
B Imputation in Agency Law Generally
4(12)
C The Old Regime: Marine Insurance Act 1906, ss 18 and 19
16(17)
D The New Regime: Insurance Act 2015
33(6)
E Analysis
39(18)
F Conclusions
57
V AGENCY IN PROCEDURAL CONTEXTS
12 Powers of Attorney, Strictly Speaking
A Paralleling Powers of Attorney and Agency
1(3)
B Distinguishing Powers of Attorney from Agency
4(13)
C Illustrative Manifestations of `Strict Construction'
17(13)
D Dissecting `Strict Construction'
30(5)
E Justifying `Strict Construction?
35(17)
F Where to Now?
52
VI INTERNATIONAL PERSPECTIVES ON AGENCY LAW
13 Commercial Agency and the Conflict of Laws---What Place for Party Autonomy?
A Choice of Law in Contract---Rome I Regulation
2(10)
B Commercial Agents (Council Directive) Regulations 1993
12(3)
C The Underlying Tension
15(1)
D A Quartet of Cases
16(31)
E Concluding Remarks
47(222)
Index 269
Danny Busch holds the Chair for Financial Law at Radboud University, Nijmegen. He also is the Director of the Institute for Financial Law at the University of Nijmegen. From 2002 until 2010 he was an attorney-at-law (advocaat) with the leading Dutch law firm De Brauw Blackstone Westbroek in Amsterdam where he practised banking and securities law (both the private law and regulatory aspects).

Laura Macgregor is Senior Lecturer in Commercial Law at the University of Edinburgh. She is Director of the Edinburgh Centre for Commercial Law, the main aim of which is to foster closer ties between academia and commercial practice. She is Visiting Professor in International Commercial Law at Radboud University, Nijmegen.

Peter Watts is a professor at the University of Auckland, New Zealand. He is also a barrister at Bankside Chambers, Auckland and a Door Tenant at Fountain Court Chambers, London. In 2012, he appeared as counsel in New Zealand's Court of Appeal, and in the Supreme Court, New Zealand's highest court. In May 2013 he was made Queen's Counsel.
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