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Arbitration: Cases, Problems, and Practice 2

  • Formāts: 698 pages
  • Izdošanas datums: 09-Aug-2021
  • Izdevniecība: Carolina Academic Pr
  • ISBN-10: 1531017584
  • ISBN-13: 9781531017583
  • Cena: 170,70 €
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  • Formāts: 698 pages
  • Izdošanas datums: 09-Aug-2021
  • Izdevniecība: Carolina Academic Pr
  • ISBN-10: 1531017584
  • ISBN-13: 9781531017583
The goal of this book is to create good arbitration lawyers. Written by a practicing attorney and law professor with over 30 years of experience, it presents current caselaw and real-world practice pointers to teach future lawyers how to win their arbitration cases from the earliest procedural stage. The book is organized around the three phases of an arbitration: forming it, conducting it, and enforcing it. One chapter guides students through an actual arbitration from start to finish, including the organizational conference, discovery issues, third-party witness issues, and expert witness issues. The second edition reflects numerous legal and societal changes in the past five years that are not reflected in any other arbitration casebook on the market. These include: the ongoing legal and political debate on class action bans in arbitration clauses, which raises fundamental access to court issues, including the seminal 2018 SCOTUS decision in Epic Systems the impact of the #MeToo movement on arbitration clauses in sexual harassment cases the continued battle over arbitrator diversity, spearheaded by the entertainer Jay Z’s 2018 petition alleging discrimination in the American Arbitration Association’s arbitrator rosters the chaos created by the ambiguous “manifest disregard” standard—does it allow for appeal of arbitration awards or not?—and how the New York courts dealt with this issue the new "Prague Rules" in international arbitration by which Eastern European and Russian lawyers advocate for less discovery and more arbitrator control
Table of Principle Cases xix
Preface to the Second Edition xxiii
Preface to the First Edition xxvii
Acknowledgments xxix
Introduction and Overview xxxi
Unit I Creating The Arbitration
Chapter 1 Why Study Arbitration?
3(36)
I Why Study Arbitration?
3(3)
II Roadmap
6(1)
III What Is Arbitration?
6(11)
AMF, Inc. v. Brunswick Corp.
7(3)
Notes and Questions
10(2)
Advanced Bodycare Solutions, LLC v. Thione Int'l, Inc.
12(4)
Notes and Questions
16(1)
IV Arbitration vs. Mediation
17(8)
Business Law Monographs, Vol. L4-Using Arbitration in Commercial Disputes (2015)
17(5)
Notes and Questions
22(2)
Class Exercises
24(1)
V Drafting the Arbitration Clause
25(11)
Exercise
26(10)
VI Practical Exercises
36(3)
Chapter 2 The Arbitration Presumption
39(58)
I Mandate and Consensus
39(1)
II The FAA's Commandment to Enforce Arbitration Agreements
40(57)
A Moses Cone and the Foundation of Modern Arbitration Law
41(4)
Moses H. Cone Mem'l Hosp. v. Mercury Constr. Corp.
41(2)
Notes and Questions
43(1)
Problem
44(1)
B The "Saving Clause" in Section 2: How Far Does It Go?
45(7)
Epic Systems Corp. v. Lewis
46(5)
Notes and Questions
51(1)
C Moses Cone and Federalism
52(13)
Southland Corp. v. Keating
53(3)
Notes and Questions
56(1)
Volt Info. Scis. v. Board of Trs.
57(4)
Notes and Questions
61(1)
Marmet Health Care Ctr., Inc. v. Brown
62(2)
Notes and Questions
64(1)
D Arbitration, Sexual Harassment Cases, and Preemption
65(8)
Mahmoud Latif v. Morgan Stanley & Co. LLC
65(4)
Chamber of Commerce of the United States v. Becerra
69(4)
E Construction of Arbitration Agreements: How Heavy Is the Foot on the Scale?
73(16)
Nguyen v. Barnes & Noble Inc.
74(5)
Notes and Questions
79(1)
Atalese v. U.S. Legal Services Grp., L.P.
79(3)
Notes and Questions
82(2)
Lamps Plus, Inc. v. Varela
84(5)
Problem
89(1)
F The Scope of the Arbitration Clause
89(2)
Problem
90(1)
G Failure to Arbitrate: Specific Remedies
91(6)
1 The FAA's Remedies Sections
91(2)
2 The Process Question: What Relief to Ask for on a Motion to Compel Arbitration?
93(4)
Chapter 3 Arbitrability, Severability, and Delegation
97(56)
I Who Decides Arbitrability?
97(11)
Prima Paint Corp. v. Flood & Conklin Mfg. Co.
98(7)
Notes and Questions
105(3)
II Federalism and Severability: Buckeye
108(5)
Buckeye Check Cashing, Inc. v. Cardegna
108(4)
Notes and Questions
112(1)
III Delegation Clauses: Letting Arbitrators Decide Arbitrability
113(11)
First Options of Chi., Inc. v. Kaplan
113(4)
Notes and Questions
117(3)
Vergara v. Nintendo
120(3)
Notes and Questions
123(1)
Class Problem
123(1)
IV Recent Jurisprudence on Delegation Clauses
124(29)
New Prime Inc. v. Oliveira
124(4)
Henry Schein, Inc. v. Archer & White Sales, Inc.
128(3)
Notes and Questions
131(1)
A Delegation Clauses and the Class Action Controversy
132(25)
Green Tree Fin. Corp. v. Bazzle
132(6)
Notes and Questions
138(1)
Rent-A-Ctr., W, Inc. v. Jackson
139(11)
Notes and Questions
150(3)
Chapter 4 Arbitration and Class Actions
153(46)
I Overview of the Class Action Ban Debate
153(4)
II Concepcion and Its Progeny: The Supreme Court's Class Action Arbitration Jurisprudence
157(16)
AT&T Mobility LLC v. Concepcion
157(10)
Notes and Questions
167(2)
Comment: How Important Is Efficiency?
169(1)
Oxford Health Plans LLC v. Sutter
170(2)
Notes and Questions
172(1)
III Effective Vindication, Federalism, and Concepcion Rolling On
173(10)
Am. Express Co. v. Italian Colors Rest.
174(8)
Notes and Questions
182(1)
IV Federalism and Preemption After Concepcion
183(9)
DIRECTV, Inc. v. Imburgia
184(6)
Notes and Questions
190(2)
V Pro-Consumer, Extra-Judicial Reaction to Concepcion
192(3)
Comment: Consumer Arbitration Clauses in Institutional Arbitration
194(1)
VI The Life and Death of Administrative Agency Reform of Class Action Bans
195(4)
Unit II Conducting The Arbitration
Chapter 5 Choosing an Arbitrator
199(22)
I The Selection Process: Various Options
199(4)
A The Parties Can Name the Arbitrator in the Arbitration Clause
199(1)
B The Parties Can Specify the Expertise of the Arbitrator
200(1)
Class Problem
201(1)
C The Party-Appointed Arbitrators Can Choose a Third Arbitrator
201(1)
Problem
202(1)
D The Parties Can Select Institutional Rules to Control the Appointment Process
202(1)
II Researching the Potential Arbitrator
203(2)
III Interviewing the Arbitrator Candidate
205(1)
Class Problem
206(1)
IV Diversity in Arbitrator Selection
206(15)
A Institutional Rules: Producing Results or Just Rhetoric?
206(1)
B Improve Intelligence, Improve Diversity: Two Suggestions
207(6)
Sarah R. Cole, Arbitrator Diversity: Can It Be Achieved?
208(2)
Catherine A. Rogers, The Key to Unlocking the Arbitrator Diversity Paradox?
210(3)
C The Jay-Z Case and Beyond
213(8)
Shawn C. Carter, et al. v. Iconix Brand Group, Inc., et al.
213(3)
Comment
216(1)
Rekha Rangachari, Can't Knock the Hustle...[ To Broaden Diversity in Arbitration]
217(2)
Notes and Questions
219(2)
Chapter 6 Challenging Arbitrator Selection
221(34)
I The Experience vs. Conflict Dichotomy
221(1)
Class Problems
221(1)
II The FAA's Treatment of Arbitrator Bias
222(1)
III Conflict Guidelines from Arbitrator Institutions
223(3)
Class Problem
226(1)
IV The Importance of Disclosure
226(19)
Commonwealth Coatings Corp. v. Continental Casualty Co.
228(4)
Notes and Questions
232(3)
Tenaska Energy, Inc. v. Ponderosa Pine Energy, LLC
235(6)
Notes and Questions
241(2)
Golden v. O'Melveny & Myers LLP
243(1)
Problem: Arbitrator Conflicts of Interest
244(1)
V Timing Arbitrator Challenges: Balancing Waiver vs. Prematurity
245(10)
Savers Prop. & Cas. Ins. Co. v. Nat'l Union Fire Ins. Co.
246(4)
Monster Energy Co. v. City Bevs., LLC
250(2)
Martin v. NTT Data, Inc.
252(1)
Notes and Questions
253(2)
Chapter 7 Discovery in Arbitration
255(36)
I Two Myths
255(3)
Burton v. Bush
256(1)
Comment: The Myths Exploded
257(1)
II Legal Bases of Discovery in Arbitration
258(26)
A The Arbitration Clause
258(1)
B Institutional Rules
259(6)
Notes and Questions
261(1)
Problem
262(1)
Comment
263(1)
Notes and Questions
263(1)
Class Exercise
264(1)
C Procedural Orders
265(19)
International Centre for Dispute Resolution
266(8)
John Wilkinson, Arbitration Discovery: Getting It Right
274(5)
Janice L. Sperow, Discovery in Arbitration: Agreement, Plans, and Fairness: One arbitrator's view of how you can structure the discovery process
279(4)
Problem
283(1)
III The Growing Importance of e-Discovery
284(4)
Richard Posell, E-Discovery in Arbitration
284(4)
IV Fairness and Efficiency
288(3)
Chapter 8 Third-Party Evidence
291(36)
I "When" Question: When Can Third Parties Be Compelled to Give Evidence in Arbitration?
292(21)
Class Problem
293(1)
Hay Grp., Inc. v. E.B.S. Acquisition Corp
294(5)
Sec. Life Ins. Co. of Am. v. Duncanson & Holt
299(4)
Stolt-Nielsen Transp. Grp., Inc. v. Celanese AG
303(6)
Note
309(2)
Notes and Questions
311(2)
II Where Should a Section 7 Subpoena Be Enforced?
313(11)
A The Changes to the Federal Rules Regarding Third-Party Subpoenas in Litigation
313(11)
Problem
314(1)
Alliance Healthcare Servs. v. Argonaut Private Equity, LLC
315(5)
Notes and Questions
320(1)
In re Managed Care Litig.
320(2)
Notes and Questions
322(1)
Class Problem
323(1)
III Closing Note-An "Immodest Proposal"
324(3)
Benjamin Eichel & Matthew H. Adler, When, Where, and Whether: The Confusing Law of Third-Party Evidence
324(3)
Chapter 9 Third Parties and Arbitration
327(54)
Arthur Andersen LLP v. Carlisle
328(2)
Notes and Questions
330(1)
N.A. Rugby Union LLC v. United States Rugby Football Union
331(5)
Notes and Questions
336(3)
I Incorporation by Reference
339(3)
Spinks v. Krystal Co.
339(3)
Notes and Questions
342(1)
II Assumption
342(3)
Gvozdenovic v. United Air Lines, Inc.
342(3)
III Agency
345(11)
Grand Wireless, Inc. v. Verizon Wireless, Inc.
345(6)
Ouadani v. TF Final Mile LLC
351(5)
Comment
356(1)
IV Veil-Piercing/Alter Ego
356(2)
Keystone Shipping Co. v. Textport Oil Co.
356(2)
V Third-Party Beneficiary
358(23)
Flexi Van Leasing, Inc. v. Through Transp. Mut. Ins. Ass'n
358(3)
N.A. Rugby Union LLC v. United States Rugby Football Union
361(1)
A.D. v. Credit One Bank, N.A.
362(5)
Nicosia v. Amazon.com, Inc.
367(9)
Ouadani v. TF Final Mile LLC
376(2)
Notes and Questions
378(3)
Chapter 10 Injunctions
381(42)
I Early Judicial Hostility to Court-Imposed Injunctions in an Arbitration
382(9)
Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Hovey
383(2)
Comment
385(1)
Performance Unlimited v. Questar Publishers
385(6)
II Arbitration Clauses and Injunctions
391(3)
American Express Fin. Advisors v. Thorley
391(3)
III Drafting and the Modern Approach to Injunction Carve-Out Clauses
394(27)
Problem
394(1)
A Going Overboard on "Equitable" Relief
395(5)
Benjamin J. Eichel & Matthew H. Adler, Injunction Carve-Outs in Arbitration: Emergency Only, or All Equity Claims?
395(5)
B How Far Can a Court Go? Mandatory vs. Permissive Injunctions
400(2)
Practical Exercise
401(1)
C Injunction Orders by the Arbitrator
402(2)
D Is There a Conflict Between Arbitrator Injunctions and Court Injunctions?
404(9)
Toyo Tire Holdings of Ams., Inc. v. Cont'l Tire N. Am., Inc.
404(3)
Smart Techs v. Rapt Touch Ir. Ltd
407(1)
A & C Disc. Pharm., L.L.C. v. Caremark, L.L.C.
408(5)
E How Far Should the "Emergency Arbitrator" Go?
413(6)
Yahoo! Inc. v. Microsoft Corp.
414(4)
Notes and Questions
418(1)
F Injunctions Limited to Specific Areas
419(4)
Class Exercise
419(2)
IV Wrapping Up: The Drafting
421(2)
Chapter 11 Consolidation and Waiver
423(34)
I Consolidation
423(22)
A Consolidation Scenarios
425(2)
B Consolidation: A Battle Between Efficiency and Consensus?
427(4)
Specialty Bakeries v. RobHal, Inc.
428(3)
Notes and Questions
431(1)
C Consolidation and Arbitrability: Who Decides?
431(11)
Certain Underwriters at Lloyd's London v. Westchester Fire Ins. Co.
432(3)
Comment
435(1)
Champion Chrysler v. Dimension Serv. Corp.
436(3)
Notes and Questions
439(3)
D Institutional Arbitration and Consolidation
442(2)
E Consolidation and the Arbitration Clause
444(1)
II Waiver
445(12)
Solo v. United Parcel Service Company
446(4)
Creative Solutions Group v. Pentzer Corp.
450(4)
Example
454(3)
Chapter 12 The Arbitration: Before, During, and After the Hearing
457(30)
I Overview
457(2)
II BatPow v. GyScope: A Hypothetical Complex Arbitration
459(28)
A Facts
459(3)
Problem
462(1)
B Injunction
462(1)
C Arbitrator Selection
463(1)
D The Scheduling Conference
464(2)
E Procedural Order No. 1
466(3)
F Pre-Hearing Discovery
469(4)
1 Third-Party Discovery
471(1)
2 Depositions
472(1)
3 Dispositive Motions
472(1)
G Procedural Order No. 2
473(2)
H The Liability Hearing
475(3)
I Partial Final Award on Liability
478(1)
J Confirmation and Vacatur Proceedings Under FAA Section 10
479(1)
Comment
480(1)
K Procedural Order No. 3
480(1)
L The Quantum (Damages) Phase
481(3)
1 Expert Reports
481(1)
2 Expert Depositions
482(1)
3 The Motion to Strike Claimant's Expert
482(1)
4 The Damages Hearing
483(1)
M The Partial Final Award on Damages
484(3)
Unit III Enforcing The Arbitration
Chapter 13 Enforcing and Appealing Arbitration Awards
487(58)
I The Differences Between Review of Court Decisions and Arbitral Awards
488(1)
II The Mechanics of Arbitration Enforcement
489(2)
III The Grounds for Vacating an Arbitration Award
491(44)
Oxford Health Plans LLC v. Sutter
492(3)
Comment: The Deferential Standard
495(1)
A "Procured by Fraud, Corruption, or Other Means" (Section 10(a)(1))
496(10)
Floridians for Solar Choice v. PCI Consultants, Inc.
496(6)
Notes and Questions
502(1)
Envtl. Chem. Corp. v. Coastal Envtl. Grp., Inc.
502(3)
Comment
505(1)
Class Problems
506(1)
B Evident Partiality (Section 10(a)(2))
506(10)
ErgoBilt, Inc. v. Neutral Posture Ergonomics, Inc.
507(2)
Savers Prop. & Cas. Ins. Co. v. Nat'l Union Fire Ins. Co.
509(3)
Morelite Constr. Corp. v. N.Y.C. Dist. Council Carpenters Ben. Funds
512(4)
Notes and Questions
516(1)
C Failure to Allow Evidence (Section 10(a)(3))
516(7)
White v. Valero Ref New Orleans, LLC
516(3)
Notes and Questions
519(1)
Floridians for Solar Choice v. PCI Consultants, Inc.
520(1)
Comment
521(1)
Hoteles Condado Beach, La Concha & Convention Ctr. v. Union de Tronquistas Local 901
521(2)
D "Exceeded Powers" (Section 10(a)(4))
523(12)
Barclays Capital Inc. v. Platt
524(1)
Comment
525(1)
Soaring Wind Energy, LLC v. Catic United States, Inc.
525(3)
Hoteles Condado Beach, La Concha & Convention Ctr. v. Union de Tronquistas Local 901
528(2)
Gherardi v. Citigroup Global Mkts., Inc.
530(4)
Notes and Questions
534(1)
IV Section 10(a) and the COVID-19 Crisis: Will Virtual Hearings Be Subject to Challenge?
535(6)
Al-Haddad Commodities Corp. v. Toepfer Int'l Asia Pta, Ltd.
536(4)
Notes and Questions.
540(1)
V Next Steps During-and Following?-the COVID Era
541(4)
Neal Eiseman, Can a Commercial Arbitrator Demand a Virtual Hearing?
543(2)
Chapter 14 Special Issues in Arbitration Enforcement
545(30)
I Section 11-When Is a Mistake Just a Mistake?
545(15)
Class Exercise
546(1)
A Section 11 and the "Face of the Award" Test
546(11)
Mid Atl. Capital Corp. v. Bien
546(10)
Notes and Questions
556(1)
B Section 11 and New Evidence
557(3)
Transnitro, Inc. v. M/V Wave
557(2)
Notes and Questions
559(1)
II Functus Officio and Its Limits
560(7)
Gen. RE Life Corp. v. Lincoln Nat'l Life Ins. Co.
561(2)
Notes and Questions
563(1)
Verizon Pa. LLC v. Communications Workers of Am., Local 1300
563(3)
Notes and Questions
566(1)
III Confidentiality
567(8)
Century Indem. Co. v. AXA Belgium
568(3)
Contship Containerlines, Ltd. v. PPG Indus., Inc.
571(4)
Chapter 15 The Rise, Fall, and Uncertain Life of Manifest Disregard
575(40)
Hall St. Assocs., L.L.C. v. Mattel, Inc.
576(6)
Comment
582(1)
I Should the Grounds for Arbitration Review Be Exclusive?
582(33)
Problem
582(1)
A Hall Street and Manifest Disregard: "Maybe"
583(1)
B Manifest Disregard Is Dead
584(6)
Citigroup Global Mkts. Inc. v. Bacon
584(4)
Paisley Park Enters. v. Boxill
588(1)
Comment
589(1)
C Manifest Disregard Is Alive
590(14)
ExxonMobil Oil Corp. v. TIG Ins., Co.
590(2)
Dewan v. Walia
592(5)
Notes and Questions
597(1)
Comedy Club, Inc. v. Improv West Assocs.
598(4)
Notes and Questions
602(1)
Barzelatto v. Spire Sec., LLC
603(1)
D Some Courts Are Just Undecided
604(2)
Prospect CCMC, LLC v. CCNA/Pa. Ass'n of Staff Nurses er Allied Prods.
604(1)
Notes and Questions
605(1)
E Daesang Corp. v. NutraSweet: Manifest Disregard Comes to Life-Briefly
606(11)
Matter of Daesang Corp. v. NutraSweet Co.
607(6)
Notes and Questions
613(2)
Chapter 16 International Commercial Arbitration
615(46)
I The Trend Toward International Arbitration
616(1)
II Getting the Arbitration Started
617(15)
A The International Arbitration Clause
617(1)
B Institutions in International Arbitration
618(1)
C The Law of the Seat
619(6)
Example
620(1)
William W. Park, The Lex Loci Arbitri and International Commercial Arbitration
620(5)
D Arbitrator Selection in International Arbitration
625(7)
1 Institutional Rules
626(1)
Comment
629(1)
2 Nationality of International Arbitrators
629(1)
Example
629(1)
3 Conflicts of Interest in International Arbitrator Selection
630(1)
Class Problems
631(1)
Comment
631(1)
4 Diversity in International Arbitration
631(1)
III Presenting the Case in International Arbitration
632(9)
A Pre-Hearing Discovery and Disclosure in International Arbitration
632(2)
Class Problem
633(1)
B Witness Statements
634(1)
C Due Process Paranoia and the Prague Rules
634(3)
Comment
637(1)
D Investment Arbitration: The Special Case of Suing the Sovereign
637(4)
Example
637(1)
Rusoro Mining Ltd. v. Bolivarian Republic of Venezuela
638(2)
Comment
640(1)
IV Enforcement of International Arbitration Awards
641(20)
A The New York Convention
641(2)
B The New York Convention in United States Courts
643(18)
Yusuf Ahmed Alghanim & Sons, W.L.L. v. Toys "R" Us, Inc.
643(4)
Notes and Questions
647(1)
Iran Aircraft Industries v. Avco Corp.
648(5)
Notes and Questions
653(1)
Aggarao v. MOL Ship Mgmt. Co.
653(6)
Final Practice Problem
659(2)
Index 661