List of Figures and Tables |
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xviii | |
List of Contributors |
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xix | |
Preface |
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xxix | |
Table of Cases |
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xxxi | |
List of Abbreviations |
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xxxvi | |
1 Business and Human Rights: Foundations and Linkages |
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1 | (21) |
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1 | (2) |
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1.2 Business and Human Rights from the Perspective of Corporate Law |
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3 | (11) |
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1.2.1 The Limited International Legal Personality of MNCs |
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4 | (2) |
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1.2.2 Intra-shareholding Implications of MNCs |
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6 | (3) |
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1.2.3 Weak Laws in Developing Countries |
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9 | (2) |
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1.2.4 Absence of Extraterritorial Regulation by Home States |
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11 | (3) |
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1.3 Business and Human Rights from the Perspective of Foreign Investment Law |
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14 | (4) |
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1.4 Business and Human Rights from the Perspective of Global Economic Integration |
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18 | (3) |
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21 | (1) |
2 Reconciling International Human Rights with International Trade |
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22 | (19) |
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22 | (2) |
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2.2 Traditional Approaches towards the Relationship between IHRL and WTO Law |
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24 | (8) |
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2.2.1 Human Rights against the Law of WTO |
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24 | (3) |
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2.2.2 Human Rights through the Law of WTO |
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27 | (2) |
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2.2.3 Free Trade As a Human Right |
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29 | (3) |
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2.3 The Rise of SDGs and Their Potential Impact on the WTO-Human Rights Relationship |
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32 | (3) |
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2.4 The Principle of Mutual Supportiveness and Its Possible Impact on the WTO-Human Rights Relationship |
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35 | (2) |
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2.5 Combining the SDGs and the Principle of Mutual Supportiveness to Address the Human Rights-WTO Tension |
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37 | (4) |
3 Neoliberalism, State-Capitalism and European Ordo-Liberalism: Why Power Politics and 'Constitutional Failures' Undermine Economic Law and Human Rights |
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41 | (24) |
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41 | (2) |
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3.2 Market Failures, Governance Failures and Global Emergencies |
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43 | (2) |
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3.3 Mainstreaming Human Rights into Multilevel Economic Regulation? |
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45 | (5) |
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3.4 The Psychology of International Law: Need for Constitutional Constraints |
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50 | (2) |
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3.5 Neoliberal 'Capture' of Trade and Investment Regulation |
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52 | (3) |
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3.6 The Rise of State-Capitalism Distorting International Markets |
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55 | (2) |
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3.7 Multilevel Judicial 'Common Law Approaches' Protecting Rule-of-Law |
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57 | (3) |
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3.8 Ordoliberal European Economic Constitutionalism |
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60 | (5) |
4 Corporate Governance and Corporate Social Responsibility |
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65 | (21) |
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65 | (1) |
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4.2 To Whom Do Corporations Owe Duties? |
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66 | (2) |
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4.3 The Economic Understanding of the Company |
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68 | (4) |
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72 | (2) |
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4.5 Best Practice Approaches to Corporate Governance |
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74 | (4) |
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4.6 A Rule-Based Approach to Corporate Governance |
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78 | (2) |
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4.7 The Limits of Corporate Governance? |
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80 | (1) |
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4.8 Corporate Social Responsibility |
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81 | (2) |
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4.9 The Role of Accounting |
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83 | (1) |
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84 | (2) |
5 The Role of Business in International Development and the Attainment of the Sustainable Development Goals |
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86 | (29) |
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86 | (3) |
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5.2 A Brief History of the International Development Paradigm |
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89 | (6) |
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5.3 Business and Sustainable Development: From Passive Involvement to Development Actors |
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95 | (7) |
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5.4 The UNGPs and the SDGs As Mutually Reinforcing Frameworks |
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102 | (11) |
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5.4.1 Case Study 1: Anti-child Labour Policy in the Textile Industry |
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108 | (2) |
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5.4.2 Case Study 2: Telecommunications MNE Vodafone |
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110 | (3) |
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113 | (2) |
6 The Business Case for Human Rights: Irrelevant or Indispensable? |
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115 | (30) |
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6.1 Introduction: The Business Case for Human Rights to Address the Implementation Challenge |
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115 | (4) |
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6.2 New Expectations Regarding the Purpose of the Corporation |
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119 | (6) |
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6.2.1 The Role of Multi-Stakeholder Initiatives in the Business Case for Human Rights |
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119 | (2) |
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6.2.2 Towards Sustainable Business Models that Respect Human Rights |
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121 | (4) |
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6.3 Making Human Rights Business-Compatible: Case Illustrations of New Business Models in Two Industries |
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125 | (17) |
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6.3.1 Human Rights in the Garment Supply Chain: The Case of Decathlon |
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127 | (7) |
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6.3.2 Human Rights in the Mining Context: The Case of Trafigura |
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134 | (8) |
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6.4 Conclusion: Alternative Business Models to Address Human Rights Issues through Core Business Operations |
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142 | (3) |
7 The UN Guiding Principles on Business and Human Rights and Its Predecessors: Progress at a Snail's Pace? |
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145 | (28) |
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145 | (2) |
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7.2 Business and Human Rights at the UN |
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147 | (10) |
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7.2.1 The 1990 Draft Code |
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149 | (2) |
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7.2.2 The UN Global Compact |
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151 | (4) |
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155 | (2) |
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7.3 UN Guiding Principles |
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157 | (12) |
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7.3.1 Development Process |
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157 | (2) |
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159 | (5) |
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7.3.3 Good Beginning, But Not Free from Limitations |
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164 | (3) |
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7.3.4 Uptake and Implementation |
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167 | (2) |
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7.4 Comparing the UNGPs with Its Predecessors |
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169 | (2) |
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171 | (2) |
8 The Regulatory Framework of Multinational Enterprises |
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173 | (22) |
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173 | (2) |
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8.2 The Organisational Complexity of MNEs and GVCs |
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175 | (2) |
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8.2.1 Organisational Building Blocks for MNEs |
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175 | (1) |
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8.2.2 Organisational Building Blocks for GVCs |
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176 | (1) |
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8.3 Issues of Jurisdiction |
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177 | (2) |
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8.4 Modalities of Regulation |
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179 | (3) |
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8.5 MNE Group Liability for Human Rights Violations |
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182 | (5) |
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8.6 GVC Liability for Human Rights Violations |
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187 | (2) |
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8.7 Towards a General Human Rights Duty of Care for Businesses? |
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189 | (4) |
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193 | (2) |
9 The UN Global Compact and the OECD Guidelines for Multinational Enterprises and Their Enforcement Mechanisms |
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195 | (20) |
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195 | (1) |
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9.2 Theoretical Background |
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196 | (3) |
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9.3 The United Nations Global Compact |
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199 | (8) |
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9.3.1 History and Basic Idea |
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199 | (3) |
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9.3.2 The UNGC's Human Rights Principles |
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202 | (1) |
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9.3.3 Enforcement of the UNGC |
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203 | (4) |
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9.4 The OECD Guidelines for Multinational Enterprises |
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207 | (6) |
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9.4.1 History and Basic Idea |
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207 | (2) |
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9.4.2 Human Rights Obligations under the OECD Guidelines |
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209 | (2) |
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9.4.3 Enforcement of the Guidelines |
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211 | (2) |
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213 | (2) |
10 Taxation and Business: The Human Rights Dimension of Corporate Tax Practices |
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215 | (19) |
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10.1 Introduction: Human Rights and Taxation |
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215 | (3) |
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10.2 International Tax Competition and the Taxation of Capital |
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218 | (5) |
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10.3 Tax Competition and Developing Countries |
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223 | (4) |
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10.4 What Can Be Done about Tax Competition? |
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227 | (4) |
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231 | (3) |
11 Corporate Accountability for the Natural Environment and Climate Change |
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234 | (26) |
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234 | (3) |
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11.2 Corporate Responsibility for Human Rights Violations Relating to the Environment: Drivers and Contours |
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237 | (7) |
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11.3 Corporate Responsibility and Accountability for Environmental Harm: Scope and Content |
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244 | (10) |
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244 | (3) |
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247 | (1) |
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11.3.3 Non-discrimination and Equality |
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248 | (2) |
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11.3.4 Empowerment and Access to Information |
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250 | (1) |
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11.3.5 Legality and Access to Remedies |
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251 | (3) |
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11.4 Implementing a Rights-Based Corporate Risk Management Framework: Minding the Gaps |
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254 | (4) |
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258 | (2) |
12 Corporate Accountability for Corruption and the Business Case for Transparency |
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260 | (23) |
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260 | (1) |
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260 | (2) |
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12.3 Two Illustrative Cases |
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262 | (4) |
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262 | (2) |
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264 | (2) |
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12.4 Corruption Inflicts Significant Damage on Society |
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266 | (4) |
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12.5 Legal and Administrative Accountability |
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270 | (3) |
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12.5.1 International and Local Law |
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270 | (2) |
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12.5.2 Administrative Rules and Processes |
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272 | (1) |
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12.6 The Business Case against Corruption |
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273 | (5) |
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12.6.1 Direct and Indirect Costs |
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|
274 | (2) |
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12.6.2 Corruption Inhibits Relationships |
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276 | (2) |
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12.7 Management of Corruption |
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278 | (3) |
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278 | (2) |
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12.7.2 Positive Ethical Culture |
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280 | (1) |
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|
281 | (2) |
13 Disability, Business and Human Rights |
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283 | (25) |
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283 | (3) |
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13.2 International Legal Obligations and Goals |
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286 | (7) |
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13.2.1 International Soft Laws |
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|
287 | (1) |
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13.2.2 International Instruments |
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287 | (4) |
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13.2.3 Domestic Laws and Policies |
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291 | (1) |
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292 | (1) |
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13.3 Employing Workers with Disabilities |
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293 | (8) |
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293 | (5) |
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13.3.2 Cost and Productivity |
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298 | (3) |
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13.3.3 State Impacts on Costs and Benefits |
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301 | (1) |
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301 | (5) |
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302 | (1) |
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13.4.2 Customers and Communities |
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302 | (1) |
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13.4.3 Data and Accountability |
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303 | (2) |
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13.4.4 Culture and Inclusion |
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305 | (1) |
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|
306 | (2) |
14 Gender, Business and Human Rights |
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308 | (22) |
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308 | (1) |
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14.2 Defining Key Terms and Explaining Theoretical Frameworks |
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|
309 | (9) |
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14.2.1 Business and Human Rights |
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309 | (2) |
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311 | (1) |
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14.2.3 Why Focus on Gender? |
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312 | (2) |
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14.2.4 Gender Mainstreaming |
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314 | (3) |
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317 | (1) |
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14.3 Gender, Business and Human Rights in Context: Extractive Industries |
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318 | (1) |
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14.4 Applicable Law and Standards Regarding Gender, Business and Human Rights |
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319 | (9) |
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14.4.1 The UN Guiding Principles on Business and Human Rights |
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321 | (5) |
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14.4.2 The Convention on the Elimination of All Forms of Discrimination Against Women (CEDAW) |
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326 | (2) |
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328 | (2) |
15 The Business Sector and the Rights to Work and Just and Favourable Conditions of Work |
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330 | (29) |
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330 | (2) |
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15.2 The Rights to Work and Just and Favourable Conditions of Work in International Human Rights Law |
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332 | (7) |
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15.2.1 The Scope of the Rights to Work and Just and Favourable Conditions of Work and Their Mutual Relationship |
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333 | (3) |
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15.2.2 Obligations, Enforcement, Remedies: State As the Ultimate Guarantor of the Rights to Work and Just and Favourable Conditions of Work |
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336 | (3) |
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15.3 The Scope of Business' Obligations to Secure the Rights to Work and Just and Favourable Conditions of Work |
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339 | (16) |
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15.3.1 Labour Exploitation in Global Food Supply Chains |
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341 | (2) |
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15.3.2 The Responsibility of the Business Sector in Securing Labour Rights in Global Supply Chains |
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343 | (12) |
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355 | (4) |
16 Responsible Lending: Export Credit Agencies As Drivers of Human Rights |
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359 | (21) |
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359 | (1) |
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16.2 International Standards in the Export Credit Industry |
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360 | (6) |
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16.3 National and Supranational Laws Related to Export Finance and Human Rights |
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366 | (4) |
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370 | (8) |
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16.4.1 Mozambique Liquefied Natural Gas (LNG) Project |
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370 | (4) |
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16.4.2 Porto de Sergipe I Power Project |
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374 | (4) |
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378 | (2) |
17 Business and Human Rights Approaches to Intellectual Property |
|
380 | (26) |
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380 | (1) |
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17.2 Historical and Legal Context |
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380 | (7) |
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17.2.1 The Human Rights Impact of IP |
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381 | (3) |
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17.2.2 International Enclosure of National Flexibilities |
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|
384 | (3) |
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17.3 Business Responsibilities in the Context of IP |
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387 | (6) |
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17.3.1 State Obligation to Protect |
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387 | (1) |
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17.3.2 Corporate Responsibility to Respect |
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388 | (3) |
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17.3.3 Responsibility to Fulfil |
|
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391 | (1) |
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17.3.4 Accountability and Remedy |
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392 | (1) |
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|
393 | (10) |
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17.4.1 Patents on Pharmaceuticals |
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393 | (3) |
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17.4.2 Access to Accessible Format Copyrighted Works |
|
|
396 | (3) |
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17.4.3 Indigenous Knowledge |
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|
399 | (4) |
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|
403 | (3) |
18 The Role of Human Rights in Investment Law and Arbitration: State Obligations, Corporate Responsibility and Community Empowerment |
|
406 | (22) |
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18.1 The Three Roles of Human Rights in the Investment Regime |
|
|
406 | (3) |
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18.2 Human Rights As Obligations of States Parties |
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|
409 | (6) |
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18.2.1 The Obligation of States to Regulate Foreign Investment |
|
|
409 | (3) |
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18.2.2 Human Rights Obligations of States in Arbitral Practice |
|
|
412 | (3) |
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18.3 The Double-Edged Nature of Human Rights vis-a-vis Foreign Investors |
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|
415 | (7) |
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18.3.1 Investor Rights As Defence against State Interference |
|
|
415 | (3) |
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18.3.2 The Corporate Responsibility to Respect Human Rights |
|
|
418 | (4) |
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18.4 Human Rights as Tools to Address Structural Imbalances of Affected Communities |
|
|
422 | (4) |
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18.4.1 The Invisibility of Affected Communities in Investment Law and Arbitration |
|
|
422 | (1) |
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18.4.2 Participation via Amicus Curiae |
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|
423 | (3) |
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18.5 Conclusion: Human Rights and the Future of ISDS |
|
|
426 | (2) |
19 The Use of International Arbitration Tribunals for Business and Human Rights Disputes |
|
428 | (27) |
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|
|
|
428 | (1) |
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19.2 The Theoretical Framework of Access to Remedy under the UNGPs |
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|
429 | (4) |
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19.2.1 State-Based Judicial Mechanisms |
|
|
430 | (2) |
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19.2.2 State-Based Non-Judicial and Non-State- Based Grievance Mechanisms |
|
|
432 | (1) |
|
19.3 Arbitration of BHR Disputes |
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|
433 | (2) |
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19.4 Modifying Arbitration to Render It More Appropriate for BHR Disputes |
|
|
435 | (3) |
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19.5 The Practical Dimensions of Using Arbitration to Resolve BHR Disputes |
|
|
438 | (10) |
|
19.5.1 The Bangladesh Accord Arbitrations |
|
|
438 | (6) |
|
|
444 | (4) |
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19.6 Industries in Which BHR Tribunals Could Resolve Future Disputes |
|
|
448 | (4) |
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|
448 | (1) |
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19.6.2 Mega-Sporting Events |
|
|
449 | (2) |
|
19.6.3 Rights and Wrongs at Sea |
|
|
451 | (1) |
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19.7 Conclusions for the Future of BHR Arbitration |
|
|
452 | (3) |
20 Innovative Contractual Remedies with Indigenous Peoples |
|
455 | (26) |
|
|
|
455 | (2) |
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20.2 Mapping the Legal Terrain and Authority for Indigenous-Investor Contracts |
|
|
457 | (11) |
|
20.2.1 Historical Treatment of Indigenous Peoples' Land Rights under International Law |
|
|
460 | (5) |
|
20.2.2 The Business and Human Rights Connection |
|
|
465 | (3) |
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20.3 Legal Elements of Indigenous Investor Agreement- Making |
|
|
468 | (11) |
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|
468 | (6) |
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|
474 | (3) |
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|
477 | (2) |
|
|
479 | (2) |
21 The Role of Ethics in Corporate Human Rights Impact Assessments |
|
481 | (21) |
|
|
|
481 | (6) |
|
21.2 Auditor Ethics in Human Rights Impact Assessments |
|
|
487 | (5) |
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21.3 Ethical Considerations in World Bank Policies on Indigenous Persons |
|
|
492 | (8) |
|
21.3.1 Ethical Issues Not Considered by the World Bank |
|
|
498 | (2) |
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|
500 | (2) |
22 Addressing Human Rights Impacts in Sustainability Reporting |
|
502 | (29) |
|
|
|
|
502 | (1) |
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22.2 The Theoretical Framework |
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|
503 | (6) |
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22.2.1 The Policy Imperative |
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|
503 | (6) |
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22.3 Drafting a Sustainability Report |
|
|
509 | (10) |
|
22.3.1 Drivers of Sustainability Reporting |
|
|
509 | (2) |
|
22.3.2 Reporting Frameworks |
|
|
511 | (2) |
|
|
513 | (2) |
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22.3.4 Phases of Sustainability Reporting |
|
|
515 | (4) |
|
22.4 Human Rights Reporting in Practice |
|
|
519 | (10) |
|
22.4.1 Challenges and Gaps |
|
|
520 | (3) |
|
|
523 | (6) |
|
|
529 | (2) |
23 Leveraging the Consumer-Led Movement to Strengthen Sustainable Business: Opportunities, Limitations and the Role of Companies to Empower Consumers |
|
531 | (29) |
|
|
|
531 | (3) |
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23.2 Limitations in Prioritising Sustainably Sourced Products through Purchasing Decisions |
|
|
534 | (5) |
|
23.2.1 Consumer Studies Highlight That Consumers - and Younger Consumers in Particular - Would Prefer to Buy Sustainably Sourced Products |
|
|
534 | (2) |
|
23.2.2 Consumers' Desire for Sustainable Products Does Not Translate at the Point of Purchase |
|
|
536 | (3) |
|
23.3 The Effect of Consumer Mobilisation on Tarnishing Company Reputations |
|
|
539 | (7) |
|
23.3.1 Positive Impacts of Consumer-Coordinated Activism |
|
|
540 | (4) |
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23.3.2 Limitations on the Ability of Consumer Campaigns to Lead to Meaningful Changes for Companies' Approach to Sustainability at Scale |
|
|
544 | (2) |
|
23.4 Companies' Instrumental Role in Leveraging the Consumer-Led Movement towards Sustainable Business |
|
|
546 | (12) |
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23.4.1 The Importance of Transparency about Product Ingredients, Raw Materials, Origin and Manufacturing Practices, as Well as Challenges and Lessons Learned |
|
|
547 | (3) |
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23.4.2 Harnessing the Potential for Advertising, Marketing and Branding to Push Consumers towards Sustainable Choices and a More Just Society |
|
|
550 | (4) |
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23.4.3 Progressive Companies Are Enabling Their Consumers to Proactively Reduce Negative Impacts through Their Purchases |
|
|
554 | (4) |
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|
558 | (2) |
24 The Structural Complexity of Multinational Corporations and the Effect on Managing Human Rights Risks in the Supply Chain |
|
560 | (23) |
|
|
|
560 | (2) |
|
24.2 Rethinking Responsible Supply Chain Management |
|
|
562 | (5) |
|
24.3 Responsible Supply Chain Management and the Decision-Making Process |
|
|
567 | (5) |
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24.4 The Conundrum of Responsible Supply Chain Management in the Developing World |
|
|
572 | (3) |
|
|
575 | (5) |
|
|
580 | (3) |
25 Towards a UN Business and Human Rights Treaty |
|
583 | (28) |
|
|
|
583 | (4) |
|
25.2 Preventive Due Diligence Obligations |
|
|
587 | (3) |
|
|
590 | (4) |
|
25.4 Jurisdiction for Victims' Rights |
|
|
594 | (4) |
|
25.5 Victimhood under the BHR Treaty |
|
|
598 | (3) |
|
25.6 Institutional Arrangements |
|
|
601 | (6) |
|
|
601 | (3) |
|
25.6.2 Assembly of States Parties |
|
|
604 | (1) |
|
|
605 | (1) |
|
25.6.4 National Implementation Mechanisms |
|
|
606 | (1) |
|
25.7 The 2020 Version of the BHR Treaty |
|
|
607 | (3) |
|
|
610 | (1) |
Index |
|
611 | |