Introduction |
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xvii | |
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Cases as Applied Research |
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xviii | |
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Case Research: Qualitative or Quantitative? |
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xix | |
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xx | |
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xx | |
Part I. The What and How of Case Research |
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1 | |
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1. What Is Case Research? |
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3 | |
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The History of Case Research |
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The Meaning of Case Research |
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The Case in Public Administration Research |
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When a Case Study Is Not Case Research |
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Public Administration Examples |
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The Focus of Case Research |
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The Question of Causality in Case Research |
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Case Research as Interpretive Research |
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Causation in Social Science Research |
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Cases and Causal Inference |
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An Answer to the Causation Question? |
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2. When to Do Case Research and How to Pick Cases |
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17 | |
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Why Researchers Choose the Case Research Method |
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Developing Theory from Cases |
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Testing Theories That Already Exist |
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Identifying a Previous Condition |
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Establishing the Importance of Contributing Conditions |
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Establishing the Importance of the Case to Other Examples |
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How and Why Researchers Pick the Cases They Study |
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24 | |
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Choosing Comparable Cases |
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Choosing Cases with Variability |
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Choosing Cases with Variation across Subgroups |
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3. The Range of Case Research Designs |
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Explanatory Case Research |
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An Explanatory Case Example |
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Explanatory Cases on Additional Topics |
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Interpretive Case Research |
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Principles of Interpretive Case Research |
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An Interpretive Case Example |
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Structural Themes in Critical Research |
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A Critical Research Case Example |
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Reliability and Validity Issues in Case Research |
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Reliability in Case Research |
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4. Single-Case Research Designs |
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Case Research in the Administrative Sciences |
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Significance of Single-Case Research |
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Scientific Theory Requirements |
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The Scale and Scope of Single-Case Research |
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Examples of Intrinsic Case Studies |
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Instrumental Case Studies |
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An Example of an Instrumental Case Study |
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48 | |
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A Two-Level Case Classification System |
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Holistic Single-Case Designs |
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Holistic Multicase Designs |
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Embedded Single-Case Designs |
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Embedded Multicase Designs |
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Factors Affecting the Design Decision |
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5. Multicase Research Designs |
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Transforming Readers into Participants |
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Some Advantages and Disadvantages of the Multicase Method |
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Three Categories of Multicase Research |
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Comparative Multicase Designs |
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The Comparative Method Defined |
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58 | |
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Comparing Benchmarking Projects |
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Interpretive Multicase Designs |
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An Interpretive Case Example |
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A City/County Multicase Interpretive Study |
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Longitudinal Multicase Designs |
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Longitudinal Multicase Research Examples |
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63 | |
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6. Getting Started in Single-Case and Multicase Research |
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The Single-Case Research Process |
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Define the Reason for Doing the Case Study |
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67 | |
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Select the Unit to Be Studied |
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Define the Role of the Researcher |
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Introduce the Project to the Study Unit |
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Establish the Case Unit Qualifications |
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68 | |
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Prepare an Integrative Summary |
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The Multicase Research Process |
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Frame the Research Question |
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Select Cases to Include in the Study |
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71 | |
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Define Key Constructs and Units of Analysis |
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72 | |
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Analyze and Interpret the Data |
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Prepare and Present a Report of the Findings |
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7. Meta-Analysis Research Designs and Processes |
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The Focus of Meta-Analysis |
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Advantages and Disadvantages of Meta-Analysis |
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80 | |
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Some Disadvantages of Meta-Analysis |
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81 | |
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Getting Started with a Meta-Analysis |
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81 | |
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82 | |
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Set Criteria for Selecting Cases |
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82 | |
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The Literature Search for Cases |
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84 | |
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Standardize the Points for Analysis |
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84 | |
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Standardize the Analysis Procedure |
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84 | |
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Describe the Statistical Processes Used |
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Tabulate and Analyze the Data |
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85 | |
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Prepare and Present Research Findings |
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85 | |
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Document Analysis in Meta-Designs: Hermeneutic Analysis |
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85 | |
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Analysis and the Act of Explaining |
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86 | |
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Analysis Using the Meta-Analytic Schedule |
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86 | |
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A Meta-Analysis of Transformational Change Cases |
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86 | |
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Meta-Analysis in the Twenty-First Century |
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88 | |
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88 | |
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8. Collecting and Analyzing Case Data |
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91 | |
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Ethnographic Research Approaches |
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91 | |
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Ethnographic Data Collection Methods |
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92 | |
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Types of Ethnographic Research |
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92 | |
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Advantages and Disadvantages of Ethnographic Methods |
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93 | |
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Case Research as Fieldwork |
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94 | |
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Collecting Case Data by Observation |
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95 | |
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Forms of Observation Research |
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96 | |
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Advantages and Disadvantages of Observation |
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96 | |
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Collecting Data by Interviews |
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98 | |
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100 | |
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Purposes for Interviewing |
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100 | |
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Advantages and Disadvantages of Interviews |
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101 | |
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Getting Beneath the Surface in Interviewing |
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102 | |
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Taking Notes or Recording the Interview |
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103 | |
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103 | |
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103 | |
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9. Document Analysis Methods |
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107 | |
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Categories of Written Record Data Analysis |
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109 | |
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The Episodic or the Running Record |
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109 | |
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The Literature Review in Case Research |
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110 | |
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The Literature Review Analysis Process |
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112 | |
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Case Research with Archival Data |
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114 | |
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Records as Research Elements |
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114 | |
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Content Analysis in Case Research |
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115 | |
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Advantages and Disadvantages of Content Analysis |
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115 | |
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When to Use Content Analysis |
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116 | |
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Computer Analysis of Textual Data |
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118 | |
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120 | |
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10. The Case Research Report |
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121 | |
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Universal Recommendations for Case Reports |
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123 | |
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Three Steps of Report Writing |
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123 | |
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Five Key Elements of Case Research Reports |
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124 | |
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Establishing a Point of View for the Case Report |
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125 | |
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125 | |
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Components in a Case Report |
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126 | |
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126 | |
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The Abstract (or Executive Summary) |
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127 | |
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128 | |
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130 | |
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130 | |
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Review: Methods and Data Differences |
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131 | |
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132 | |
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Conclusions and/or Recommendations Section |
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132 | |
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References (Bibliography) |
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133 | |
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134 | |
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Style and Format in Case Research Writing |
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135 | |
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Case Reporting Guidelines at Public Performance and Management Review |
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136 | |
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136 | |
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Establish the Background of the Problem or Situation |
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136 | |
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136 | |
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Describe Your Analysis and (3onclusions |
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137 | |
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137 | |
Part II. Case Research in Public Management |
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139 | |
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11. Case Research in Public Policy and Management |
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141 | |
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Themes in Policy Case Research |
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143 | |
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How Policy Shapes Government Services |
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143 | |
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Short- and Long-Term Implications |
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144 | |
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A Global Policy Single-Case Example |
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144 | |
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A Multicase Policy Example |
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146 | |
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Research Focus in Public Policy and Management |
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147 | |
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The Courts and Public Policy |
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148 | |
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A Case Study of Failure in Policy Implementation |
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149 | |
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A Three-Case Analysis of Public Management Reform |
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150 | |
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151 | |
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152 | |
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12. Case Research in Performance Management |
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153 | |
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The Framework for Performance Management |
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153 | |
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Improving Government Services |
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154 | |
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What to Improve: Efficiency or Effectiveness? |
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155 | |
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Benchmarking for Process Improvement |
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156 | |
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The Innovation Groups Project Case |
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158 | |
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158 | |
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North Carolina Local Government Project Case |
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159 | |
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159 | |
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Measuring Performance for Performance Improvement |
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159 | |
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A Problem Metric in Florida |
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160 | |
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Decentralization Programs in Government |
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161 | |
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Collaborating Through Networks |
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162 | |
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A Community of Interest Case |
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163 | |
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163 | |
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Collaborating Through Partnerships |
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164 | |
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Other Drivers of Administrative Reform |
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165 | |
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Greater Democratization in the Workforce |
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166 | |
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Other Humanization-Related Reforms |
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166 | |
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167 | |
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13. Case Research in Sustainable Government |
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169 | |
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Declining Faith in Science to Achieve Sustainability |
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170 | |
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Assessing Development Sustainability |
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171 | |
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A Sustainability Assessment Application Case |
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171 | |
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The Human Side of Sustainability |
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173 | |
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Sustainability in State and Local Governments |
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174 | |
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Three Forces Pressuring Governments |
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174 | |
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175 | |
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International Sustainability Case Research |
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176 | |
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Government Agency and Sustainable Development in Denmark |
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176 | |
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Water Sustainability Management in China |
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176 | |
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The Case of Urban Sustainability in Vienna, Austria |
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177 | |
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179 | |
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14. Case Research in Technology Management |
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181 | |
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Cases on Technology in Government |
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182 | |
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184 | |
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Wireless Technology for the City of Philadelphia |
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185 | |
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186 | |
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Removing Discretion in the Netherlands |
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188 | |
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Measuring the Impact of Technology on Performance |
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191 | |
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191 | |
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15. Case Research in National Security Issues |
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193 | |
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194 | |
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Partnerships and Coordination |
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194 | |
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DHS Grants to State, Local, and Tribal Governments |
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195 | |
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196 | |
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Homeland Security at the State and Local Level |
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196 | |
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A Case on Problems with Security Grants |
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198 | |
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198 | |
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The Homeland Security Alert System |
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199 | |
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The Color-Coded Warning System |
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200 | |
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200 | |
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International Security Case Research |
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202 | |
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Fighting the New Wave of Terrorism |
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202 | |
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A Case of Security Threat in Latvia |
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203 | |
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Expediency or Appeasement |
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204 | |
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205 | |
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206 | |
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16. Case Research in Emergency and Disaster Management |
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209 | |
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A Theory of Disaster and Emergency Management |
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210 | |
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The Federal Emergency Management Agency |
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210 | |
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Case Research on Disaster and Emergency Management |
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213 | |
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Disaster Management Case Research Examples |
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213 | |
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Disaster Management Planning in Charlottesville |
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213 | |
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Two Cases on Emergency Response |
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214 | |
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Hurricane Disaster Management in Public Utilities |
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216 | |
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Restoring Power after Katrina |
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217 | |
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Multicase Studies of Emergency Management |
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217 | |
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Growth in Emergency Spending in Florida Counties |
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218 | |
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Rescue Coordination Failure Across Agencies |
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218 | |
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Disaster Management after a Tsunami |
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219 | |
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221 | |
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17. Case Research in Social and Health Services |
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223 | |
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Social Services at the National Level |
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224 | |
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Social Services at the State Level |
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224 | |
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Welfare Reform and Privatization in Mississippi |
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225 | |
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Social Services at the Local Level |
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227 | |
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Widespread Growth in Privatization |
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228 | |
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Case Research at the Local and Rural Levels |
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229 | |
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229 | |
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Deciding on an EMS System |
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230 | |
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230 | |
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230 | |
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Case Research in Health and Human Services Management |
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231 | |
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Contracting Human Services in Kansas |
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231 | |
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233 | |
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234 | |
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Recommendations for Other Government Agencies |
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234 | |
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234 | |
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18. Case Research in Public Infrastructure |
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237 | |
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238 | |
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A Big Problem Getting Bigger |
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239 | |
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The Importance of Infrastructure to the Economy |
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240 | |
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A Call for Greater Federal Support |
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240 | |
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241 | |
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Funding at the Local Level |
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241 | |
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Funding at the State Level |
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242 | |
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Case Research on Infrastructure Issues |
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243 | |
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A Case on Infrastructure Development |
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243 | |
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Case Research on Infrastructure Damage |
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244 | |
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A Case on Collaborative Infrastructure Development |
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245 | |
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248 | |
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19. Case Research in Public Transportation |
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251 | |
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Availability and Structure of Transportation Systems |
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252 | |
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Recent Legislation Affecting Public Transit |
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253 | |
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Transit Services Enhanced Five Ways |
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254 | |
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Multicase Studies of Transportation Systems |
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254 | |
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Urban and Suburban Managing Authorities |
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255 | |
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Transportation Infrastructure and Urban Development |
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257 | |
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Strategic Management in Transportation Departments |
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258 | |
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States Have Strategic Plans in Place |
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260 | |
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Differences Found in Planning Approaches |
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261 | |
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A Case of Sustainable Urban Transportation |
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261 | |
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262 | |
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A Multicase Transportation Planning Organization Study |
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263 | |
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Success Factors Identified |
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263 | |
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264 | |
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ISTEA Provisions Sustained |
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264 | |
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265 | |
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266 | |
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20. Case Research in the Work of Government |
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267 | |
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Case Research on Improving Productivity |
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268 | |
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History of the Productivity Movement |
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269 | |
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Barriers to Productivity Improvement |
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270 | |
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Productivity Problems in Local Governments |
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271 | |
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Case Research in Accountability |
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271 | |
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272 | |
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Methods for Exorcising Accountability |
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273 | |
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Case Research on Enterprise Transformation |
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273 | |
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Transformation at the Veterans Health Administration |
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275 | |
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275 | |
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Change at the Bonneville Power Administration |
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276 | |
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278 | |
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Top-to-Bottom Changes Needed |
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278 | |
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Implementing Change in Local Government |
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279 | |
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Change in Fairfax County, Virginia |
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279 | |
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Change in Altamonte Springs, Florida |
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280 | |
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Transforming City Government in Fremont, California |
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281 | |
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Conclusion: Successful Change Managers Follow the Same Steps |
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281 | |
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282 | |
References |
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285 | |
Index |
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303 | |
About the Author |
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314 | |