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Introduction to International Arbitration [Hardback]

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(Brunel University)
  • Formāts: Hardback, 392 pages, height x width x depth: 235x158x25 mm, weight: 690 g
  • Izdošanas datums: 13-Aug-2015
  • Izdevniecība: Cambridge University Press
  • ISBN-10: 1107111072
  • ISBN-13: 9781107111073
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Introduction to International ArbitrationPalielināt
  • Formāts: Hardback, 392 pages, height x width x depth: 235x158x25 mm, weight: 690 g
  • Izdošanas datums: 13-Aug-2015
  • Izdevniecība: Cambridge University Press
  • ISBN-10: 1107111072
  • ISBN-13: 9781107111073
Citas grāmatas par šo tēmu:
Permanent link: https://www.kriso.lv/db/9781107111073.html
Keywords:
This concise yet comprehensive textbook introduces the reader to the law and practice of international arbitration. Arbitration is a complex field due to the variety of disciplines involved and necessitates an approach that takes nothing for granted. Written by a renowned scholar and practitioner, this book explains the divergent issues of civil procedure, contracts, conflict of laws, international law amongst others in an accessible manner. Focusing mainly on international commercial arbitration, the book also features a distinct chapter on consumer and online arbitration and an equally comprehensive chapter on international investment arbitration.

Papildus informācija

Comprehensive introductory textbook on the law and practice of international arbitration.
Preface xv
Table of cases xvii
Table of treaties xxxiii
Table of domestic laws xxxviii
Institutional Rules and Soft Law xlix
List of abbreviations liv
1 An introduction to international arbitration 1(35)
1.1 Introduction
1(1)
1.2 The theoretical foundations of arbitration
2(4)
1.2.1 Arbitration and party autonomy
4(2)
1.3 Compulsory forms of arbitration
6(1)
1.4 Mediation and ADR
7(4)
1.4.1 Tiered dispute resolution
9(1)
1.4.2 Mediation and ADR as a condition precedent to arbitration
10(1)
1.5 The three phases of arbitration
11(7)
1.5.1 Phase I: the agreement to arbitrate
12(1)
1.5.2 Phase H: the arbitral process
13(4)
1.5.3 Phase HI: recognition and enforcement of foreign arbitral awards abroad
17(1)
1.6 Perceived advantages of arbitration
18(2)
1.7 Fundamental distinctions and principles
20(7)
1.7.1 International versus domestic arbitration
21(3)
1.7.2 Commercial versus non-commercial arbitration
24(1)
1.7.3 Ad hoc versus institutional arbitration
25(2)
1.8 Separability and arbitrability
27(6)
1.8.1 Separability
27(2)
1.8.2 Arbitrability
29(4)
1.9 The inter-disciplinary character of modern arbitration
33(3)
2 The laws and rules applicable to arbitration 36(32)
2.1 Introduction
36(1)
2.2 The role of domestic law(s)
37(21)
2.2.1 Conflict of laws rules
38(4)
2.2.2 The governing law of the (main) agreement
42(8)
2.2.2.1 Trade usages (lex mercatoria)
47(1)
2.2.2.2 Equity (ex aequo et bono)
48(2)
2.2.3 The law of the seat of arbitration (lex arbitri)
50(4)
2.2.3.1 The law of the European Union
53(1)
2.2.4 The law of the arbitration clause
54(2)
2.2.5 The law of the country of enforcement
56(2)
2.3 Treaties and customary international law
58(4)
2.4 General principles of law
62(1)
2.5 Model laws
63(1)
2.6 Institutional rules
63(2)
2.7 Soft law instruments in international arbitration
65(3)
3 The agreement to arbitrate 68(36)
3.1 Introduction
68(1)
3.2 Pre-dispute and post-dispute agreements
69(2)
3.3 An agreement in writing
71(8)
3.3.1 Oral agreements
73(1)
3.3.2 Incorporation by conduct or common usage
74(1)
3.3.3 Incorporation by conduct-based estoppel
75(1)
3.3.4 Incorporation by reference
76(3)
3.4 Types of instruments containing arbitration clauses
79(5)
3.4.1 Contracts
79(1)
3.4.2 Trusts
80(1)
3.4.3 Corporate articles of agreement
81(2)
3.4.4 Testamentary wills
83(1)
3.5 The parties' capacity to enter into arbitration agreements
84(2)
3.6 The scope of agreements to arbitrate
86(2)
3.7 Legal effects of agreements to arbitrate
88(1)
3.8 Problematic arbitration agreements
88(4)
3.8.1 Null and void arbitration agreements
88(2)
3.8.2 Inoperable and ineffective arbitration agreements
90(2)
3.9 Third parties to arbitration agreements
92(4)
3.10 Multi-party arbitrations
96(3)
3.11 Confidentiality
99(5)
4 The arbitral tribunal 104(27)
4.1 Introduction
104(1)
4.2 Are arbitral tribunals courts?
105(2)
4.3 Powers of arbitral tribunals
107(6)
4.3.1 General powers of arbitral tribunals
107(2)
4.3.2 Kompetenz-kompetenz power of arbitral tribunals
109(4)
4.4 Organisation of the tribunal
113(1)
4.5 Constitution of tribunal and appointment of arbitrators
114(4)
4.5.1 Duties of arbitrators
118(1)
4.6 Relationship of arbitrators to parties
118(2)
4.7 Liability of arbitrators
120(2)
4.8 Ethical rules for arbitrators
122(1)
4.9 Impartiality and independence of arbitrators
123(3)
4.10 Challenges against arbitrators and their removal
126(1)
4.11 Substitute arbitrators and truncated tribunals
127(2)
4.12 Fees and expenses of arbitration
129(2)
5 Arbitration and the courts 131(29)
5.1 Introduction
131(1)
5.2 The relationship between tribunals and the courts
132(3)
5.2.1 Locus standi
134(1)
5.3 The authority of courts prior to the tribunal's constitution
135(11)
5.3.1 Anti-suit applications
135(3)
5.3.2 Lis pendens: parallel proceedings before tribunals and courts
138(9)
5.3.2.1 West Tankers and jurisdictional conflicts under EU law
140(3)
5.3.2.2 The Recast Brussels I Regulation
143(2)
5.3.2.3 Anti-arbitration injunctions ordered by third states
145(1)
5.4 Arbitral tribunals and transnational courts
146(1)
5.5 The role of courts during arbitral proceedings
147(11)
5.5.1 Attendance of witnesses and evidence-taking
148(3)
5.5.2 Documentary disclosure in the hands of third parties
151(2)
5.5.3 The nature of interim measures and the interplay between courts and tribunals
153(3)
5.5.4 Measures for the preservation of evidence, assets and the parties' status quo
156(2)
5.6 The role of courts after an award is rendered
158(2)
6 The conduct of arbitral proceedings 160(25)
6.1 Introduction
160(1)
6.2 The function of the party autonomy rule
161(6)
6.2.1 Limitations to party autonomy: fair trial guarantees
162(3)
6.2.2 Limitations to party autonomy: lex arbitri and public policy
165(1)
6.2.3 Limitations through institutional rules
166(1)
6.3 The phases of arbitral proceedings
167(2)
6.4 Language and seat of proceedings
169(1)
6.5 Written submissions
170(2)
6.6 Evidence: the general rule
172(8)
6.6.1 Admissibility, relevance and materiality
173(1)
6.6.2 Standard of proof
174(1)
6.6.3 Production of evidence and document requests
175(3)
6.6.4 Fact witness evidence
178(1)
6.6.5 Expert evidence
179(1)
6.6.6 Inspection of the subject matter of the dispute
180(1)
6.7 Oral hearings
180(2)
6.8 Representation in arbitral proceedings
182(3)
7 Arbitral awards and challenges against awards 185(33)
7.1 Introduction
186(1)
7.2 Legal nature of awards and res judicata
186(6)
7.2.1 The legal nature of awards
186(3)
7.2.2 Res judicata
189(3)
7.3 Types of awards
192(4)
7.3.1 Final awards
192(1)
7.3.2 Interim and partial awards
193(1)
7.3.3 Consent awards
194(1)
7.3.4 Default awards
195(1)
7.4 Validity of awards
196(4)
7.4.1 Form of award
196(2)
7.4.2 Time limits
198(1)
7.4.3 Notification and registration of awards
199(1)
7.5 Remedies
200(3)
7.6 Challenges against awards
203(12)
7.6.1 Internal challenges
204(1)
7.6.2 Jurisdictional challenges
205(1)
7.6.3 Set aside proceedings (annulment)
206(7)
7.6.3.1 Incapacity and invalidity of arbitration agreement
209(1)
7.6.3.2 Lack of notice and inability to present one's case
209(1)
7.6.3.3 Excess of arbitral power and ultra petita awards
210(1)
7.6.3.4 Unlawful composition and procedure
211(1)
7.6.3.5 Arbitrability and public policy
211(2)
7.6.4 Appeals on points of law
213(2)
7.7 Waivers from challenges against awards
215(1)
7.8 Time limits for making a challenge
216(2)
8 Recognition and enforcement of arbitral awards 218(34)
8.1 Introduction
218(1)
8.2 Pre finality challenges and enforcement of awards
219(3)
8.3 The difference between recognition and enforcement
222(1)
8.4 Enforcement under the 1958 New York Convention
223(23)
8.4.1 Formalities and limitations under the 1958 New York Convention
228(2)
8.4.2 Challenges against enforcement
230(27)
8.4.2.1 Incapacity and invalidity of arbitration agreement
232(1)
8.4.2.2 Proper notice and due process irregularities
233(2)
8.4.2.3 Excess of competence or jurisdiction
235(2)
8.4.2.4 Improper tribunal composition and proceedings
237(1)
8.4.2.5 Awards set aside by the courts of the seat or not yet binding
238(3)
8.4.2.6 Objective arbitrability
241(1)
8.4.2.7 Public policy
242(4)
8.5 Preclusion
246(2)
8.6 The defence of sovereign immunity in enforcement proceedings
248(4)
9 Consumer and online arbitration 252(21)
9.1 Introduction
252(1)
9.2 The nature of consumer disputes
253(2)
9.3 The international dimension of consumer arbitration
255(2)
9.4 Pre-dispute arbitration clauses
257(5)
9.4.1 Pre-dispute B2C arbitration clauses in European law
257(3)
9.4.2 Pre-dispute B2C arbitration clauses in US law
260(2)
9.5 Collective or class arbitration
262(3)
9.6 Online arbitration
265(8)
9.6.1 How online dispute resolution works in practice
265(2)
9.6.2 The regulation of online arbitration
267(1)
9.6.3 The seat in online arbitration
268(1)
9.6.4 Due process rights
269(2)
9.6.5 The nature of online arbitration awards and problems with enforcement
271(2)
10 Investment arbitration 273(48)
10.1 Introduction
274(1)
10.2 The range of investment disputes
275(7)
10.2.1 State versus state investment disputes
275(3)
10.2.2 State versus international organisation investment disputes
278(1)
10.2.3 Investor-state disputes
279(3)
10.3 Jurisdiction in investment arbitration
282(11)
10.3.1 Cause of action under an applicable agreement
283(1)
10.3.2 The existence of an investment dispute
284(1)
10.3.3 Protected investment
285(3)
10.3.4 The directness of the dispute to the investment
288(2)
10.3.5 The parties to investment disputes
290(3)
10.3.5.1 The host state as a party
290(2)
10.3.5.2 The foreign investor as a party
292(1)
10.4 Nationality of claims and claimant
293(5)
10.4.1 Nationality of natural persons
293(1)
10.4.2 Nationality of corporations
294(3)
10.4.3 Nationality of shareholders
297(1)
10.5 Consent to investment arbitration
298(8)
10.5.1 Consent by contract
298(2)
10.5.2 Consent through the host state's legislation
300(2)
10.5.3 Consent through BITs and IIAs: exhaustion of local remedies and fork-in-the-road issues
302(4)
10.6 Applicable law
306(2)
10.7 Standards of treatment and guarantees afforded to investors under international law
308(9)
10.7.1 Fair and equitable treatment and the international minimum standard
309(1)
10.7.2 Full protection and security
310(1)
10.7.3 National treatment
311(1)
10.7.4 Most favoured nation (MFN) treatment
312(2)
10.7.5 Protection against expropriation
314(3)
10.8 Some procedural aspects of investor-state arbitration
317(4)
10.8.1 No lex arbitri in investment proceedings
317(1)
10.8.2 Procedural rules in investment proceedings
318(1)
10.8.3 Public interest and transparency in investment proceedings
319(1)
10.8.4 Remedies against awards
320(1)
Index 321
Ilias Bantekas is Professor of International Law and Human Rights at Brunel University and a senior fellow at the Institute of Advanced Legal Studies, University of London. He has advised law firms, governments and international organisations in most areas of international law, including international arbitration. Alongside his academic career he served as head of international law and arbitration at a Legal500 law firm.