Preface For Second Edition |
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iii | |
Preface For First Edition |
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v | |
Acknowledgments |
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vii | |
Table Of Cases |
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xix | |
Table Of Authorities |
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xxvii | |
Chapter 1 An Introduction to Aggregate Litigation |
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1 | (44) |
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A Multiple Civil Claims With Similar Features |
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1 | (2) |
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B Preclusion and Its Limits |
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3 | (22) |
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4 | (1) |
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5 | (7) |
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Parklane Hosiery Co. v. Shore |
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6 | (4) |
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10 | (2) |
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3 Preclusion of Non-Parties |
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12 | (13) |
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12 | (10) |
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22 | (3) |
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C Major Techniques of Aggregation |
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25 | (20) |
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1 Contractual Aggregation |
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27 | (2) |
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2 Non-Contractual Aggregation |
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29 | (13) |
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30 | (1) |
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30 | (15) |
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35 | (7) |
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3 Aggregation Neither Contractual Nor Wholly Non-Contractual |
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42 | (3) |
Chapter 2 The Class Certification Decision |
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45 | (336) |
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A The Significance of the Class Certification Decision |
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45 | (24) |
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1 Significance for Plaintiff Class Members |
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45 | (11) |
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45 | (4) |
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49 | (7) |
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2 Significance for Defendants |
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56 | (13) |
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In the Matter of Rhone-Poulenc Rorer, Inc. |
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56 | (5) |
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61 | (8) |
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B General Requirements for Class Certification |
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69 | (22) |
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69 | (1) |
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2 Commonality and Typicality |
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70 | (19) |
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General Telephone Co. v. Falcon |
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71 | (4) |
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75 | (1) |
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Wal-Mart Stores, Inc. v. Dukes |
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76 | (11) |
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87 | (2) |
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3 Adequate Representation |
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89 | (2) |
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91 | (173) |
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1 Opt-Out Classes Under Rule 23 |
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93 | (97) |
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a The Two Faces of Due Process |
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93 | (16) |
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Phillips Petroleum Co. v. Shutts |
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93 | (9) |
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102 | (7) |
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b Which Intra-Class Conflicts Matter? |
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109 | (26) |
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Amchem Products, Inc. v. Windsor |
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110 | (18) |
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128 | (7) |
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c Choice of Temporal Perspective |
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135 | (12) |
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Stephenson v. Dow Chemical Co. |
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135 | (7) |
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142 | (3) |
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Uhl v. Thoroughbred Technology and Telecommunications, Inc. |
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145 | (2) |
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147 | (1) |
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147 | (21) |
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Cole v. General Motors Corp. |
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152 | (5) |
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157 | (4) |
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In re St. Jude Medical, Inc |
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161 | (3) |
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164 | (4) |
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e Putting the Rule 23(b)(3) Inquiry Together |
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168 | (22) |
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168 | (14) |
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182 | (8) |
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2 Mandatory Classes Under Rule 23(b)(1)-(2) |
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190 | (52) |
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190 | (3) |
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b Classes for Indivisible Relief Under Rule 23(b)(1)(A) or (b)(2) |
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193 | (26) |
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1 Mandatory Classes for Medical Monitoring |
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193 | (1) |
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Barnes v. American Tobacco Co. |
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193 | (1) |
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200 | (3) |
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2 Mandatory Classes and the Supreme Court's Non-Decision in Ticor |
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203 | (1) |
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Brown v. Ticor Title Insurance Co. |
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203 | (1) |
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204 | (2) |
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3 Mandatory Classes Under Title VII of the Civil Rights Act |
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206 | (1) |
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Wal-Mart Stores, Inc. v. Dukes |
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210 | (1) |
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214 | (5) |
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c Limited Fund Classes Under Rule 23(b)(1)(B) |
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219 | (1) |
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219 | (13) |
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232 | (3) |
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In re Simon II Litigation |
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235 | (5) |
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240 | (2) |
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242 | (42) |
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a The Reexamination Clause |
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244 | (3) |
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In the Matter of Rhone-Poulenc Rorer, Inc. |
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244 | (1) |
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245 | (2) |
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b Issue Classes Within the Framework of Rule 23 |
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247 | (20) |
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1 The Relationship of Issue Classes and the |
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248 | (1) |
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In re Nassau County Strip Search Cases |
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248 | (6) |
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2 Mandatory Versus Opt-Out Issue Classes |
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254 | (1) |
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McReynolds v. Merrill Lynch, Pierce, Fenner & Smith, Inc |
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255 | (1) |
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259 | (5) |
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D The Parameters of Judicial Inquiry in Class Certification |
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264 | (20) |
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In re Hydrogen Peroxide Antitrust Litigation |
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267 | (11) |
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278 | (6) |
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284 | (64) |
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284 | (97) |
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a Selection and Compensation of Class Counsel Under Rules 23(g) and (h) |
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285 | (5) |
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290 | (18) |
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In re Cendant Corp. PRIDES Litigation |
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290 | (10) |
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300 | (1) |
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McKenzie v. Federal Express Corp. |
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301 | (4) |
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305 | (3) |
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c Auction-Based Techniques |
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308 | (16) |
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In re Auction Houses Antitrust Litigation |
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309 | (13) |
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322 | (2) |
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324 | (6) |
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James D. Cox & Randall S. Thomas, With the Assistance of Dana Kiku, Does the Plaintiff Matter? An Empirical Analysis of Lead Plaintiffs in Securities Class Actions |
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325 | (4) |
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329 | (1) |
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e Why Should Class Counsel Receive a Fee Award? |
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330 | (4) |
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1 The Restitutionary Basis of Fee Awards |
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330 | (1) |
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330 | (1) |
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333 | (1) |
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334 | (1) |
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g Strategic Effects of Fee Considerations on Class Settlements |
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335 | (13) |
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335 | (10) |
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345 | (3) |
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348 | (14) |
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Thillens, Inc. v. Community Currency Exchange Association |
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348 | (7) |
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355 | (1) |
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Henson v. East Lincoln Township |
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355 | (6) |
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361 | (1) |
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G Federal Class Actions and State Law |
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362 | (19) |
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Shady Grove Orthopedic Associates, P.A. v. Allstate Insurance Co |
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363 | (15) |
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378 | (3) |
Chapter 3 The Coordination of Aggregate Litigation |
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381 | (82) |
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A Federal Subject Matter Jurisdiction |
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381 | (21) |
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1 The Class Action Fairness Act |
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381 | (19) |
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381 | (6) |
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381 | (5) |
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386 | (1) |
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b Jurisdiction and Removal |
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387 | (5) |
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c Mandatory and Discretionary Declination of Jurisdiction |
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392 | (2) |
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d Mass Actions-Jurisdiction and Removal |
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394 | (4) |
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395 | (2) |
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397 | (1) |
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e CAFA, Klaxon, and Choice of Law |
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398 | (2) |
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2 The Multiparty, Multiforum Trial Jurisdiction Act |
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400 | (2) |
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B Coordination of Parallel Proceedings |
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402 | (61) |
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1 Coordination Within the Federal Courts: The MDL Panel |
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402 | (16) |
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Multidistrict Litigation Act |
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402 | (16) |
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a Selecting the Transferee Court |
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405 | (1) |
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In re Silicone Gel Breast Implants Products Liability Litigation |
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405 | (1) |
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407 | (1) |
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b The MDL Statute and Choice of Law |
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408 | (1) |
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408 | (1) |
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2 When Federal Circuits Interpret Federal Law Differently |
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411 | (2) |
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c The Effect of MDL Consolidation on Settlement |
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413 | (1) |
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DeLaventura v. Columbia Acorn Trust |
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413 | (1) |
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416 | (2) |
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2 Coordination Across Different Judicial Systems |
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418 | (45) |
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418 | (1) |
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Matsushita Electric Industrial Co. v. Epstein |
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418 | (10) |
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428 | (1) |
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b Coordination Across State and Federal Judicial Systems |
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429 | (36) |
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1 An Overview of Coordination Doctrines in Action |
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431 | (1) |
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In re General Motors Corp. Pick-Up Truck Fuel Tank Products Liability Litigation |
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431 | (1) |
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437 | (1) |
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438 | (1) |
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446 | (2) |
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2 The Anti-Injunction Act Exceptions Applied |
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448 | (1) |
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In re Corrugated Container Antitrust Litigation |
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448 | (1) |
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450 | (1) |
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In re Joint Eastern and Southern District Asbestos Litigation (In re Eagle-Picher Industries, Inc.) |
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451 | (1) |
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454 | (1) |
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Carlough v. Amchem Products, Inc. |
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455 | (1) |
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457 | (2) |
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3 Federal-on-Federal Injunctive Power and MDL Consolidation |
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459 | (4) |
Chapter 4 Class Settlement Review and Design |
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463 | (90) |
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A Direct Review of Class Settlements Under Rule 23(e) |
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463 | (22) |
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465 | (12) |
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Reynolds v. Beneficial National Bank |
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465 | (6) |
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471 | (6) |
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2 Who May Seek Appellate Review of Class Settlement Approval |
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477 | (57) |
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477 | (7) |
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484 | (1) |
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B Collateral Attacks on Class Settlements |
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485 | (20) |
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Epstein v. MCA, Inc. ("Epstein II") |
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487 | (10) |
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Epstein v. MCA, Inc. ("Epstein III") |
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497 | (3) |
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500 | (5) |
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C Deterrence of Opt-Outs Through Class Settlement Design |
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505 | (19) |
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In re Prudential Insurance Co. of America Sales Practice Litigation |
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505 | (8) |
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513 | (1) |
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In re Inter-Op Hip Prosthesis Liability Litigation |
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513 | (6) |
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519 | (5) |
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524 | (10) |
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524 | (4) |
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528 | (6) |
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E Attorney-Client Conflicts in the Class Settlement Context |
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534 | (19) |
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1 Conflict of Interest Rules |
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534 | (6) |
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Lazy Oil Co. v. Witco Corp |
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534 | (5) |
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539 | (1) |
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2 Post-Settlement Suits by Class Members Against Class Counsel for Legal Malpractice |
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540 | (13) |
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541 | (7) |
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548 | (5) |
Chapter 5 Non-Class Vehicles for Settlement |
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553 | (114) |
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553 | (59) |
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1 What Is an Aggregate Settlement? |
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553 | (4) |
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Lawyer Proposing to Make or Accept an Aggregate Settlement or Aggregated Agreement, American Bar Association Formal Ethics Opinion 06-438 (2006) |
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553 | (3) |
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556 | (1) |
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557 | (13) |
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557 | (5) |
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562 | (1) |
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563 | (5) |
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568 | (2) |
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3 The Prohibition Against Ex Ante Agreements for Non Unanimous Consent |
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570 | (7) |
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The Tax Authority, Inc. v. Jackson Hewitt, Inc. |
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570 | (3) |
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573 | (4) |
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577 | (7) |
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In re Zyprexa Products Liability Litigation |
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577 | (5) |
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582 | (2) |
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584 | (24) |
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586 | (9) |
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In re Chevron U.S.A., Inc |
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586 | (6) |
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592 | (3) |
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b Statistical Adjudication |
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595 | (20) |
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Hilao v. Estate of Marcos |
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597 | (6) |
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603 | (5) |
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6 Aggregate Settlement via Contracts With Plaintiffs' Law Firms |
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608 | (4) |
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B Reorganizations in Bankruptcy |
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612 | (28) |
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1 Introduction to Asbestos-Related Reorganizations Under § 524 of the Bankruptcy Code |
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612 | (3) |
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2 The Intersection of § 524 Reorganizations and Class Settlements |
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615 | (25) |
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In re Combustion Engineering |
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616 | (22) |
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638 | (2) |
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C Government as Plaintiff |
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640 | (27) |
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Myriam Gilles & Gary Friedman, After Class: Aggregate Litigation in the Wake of AT&T Mobility v. Concepcion |
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642 | (2) |
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644 | (1) |
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1 Reimbursement of Government Expenditures |
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645 | (8) |
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Robert L. Rabin, The Tobacco Litigation: A Tentative Assessment |
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645 | (2) |
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Hanoch Dagan & James J. White, Governments, Citizens, and Injurious Industries |
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647 | (3) |
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650 | (3) |
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653 | (14) |
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State v. Lead Industries Association, Inc. |
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653 | (10) |
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663 | (4) |
Chapter 6 Aggregation Meets Arbitration |
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667 | (26) |
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A The Expansion of Arbitration |
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667 | (6) |
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Aaron-Andrew P. Bruhl, The Unconscionability Game: Strategic Judging and the Evolution of Federal Arbitration Law |
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668 | (3) |
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Jean R. Sternlight, Creeping Mandatory Arbitration: Is it Just? |
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671 | (2) |
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B Additional Background on Arbitration |
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673 | (1) |
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674 | (19) |
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AT&T Mobility LLC v. Concepcion |
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678 | (12) |
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690 | (3) |
Index |
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693 | |