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E-grāmata: Merkin and Flannery on the Arbitration Act 1996

, (University of Reading; DLA Phillips Fox)
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This book is an essential resource for anybody involved in arbitration. It is an updated section-by-section commentary on the Arbitration Act 1996, split into a separate set of notes for each section, and subdivided into the relevant issues within that section. It contains elements of international comparative law, citing authorities from many other common law and civil law jurisdictions.

Beyond the development of law since the last edition, this sixth edition contains new practical features to aid the reader. Each section now has a new contents table, with each separate topic set out clearly and in a logical order, which acts as reminder for the reader. Further, each separate topic now has a specific individual reference, and the topics are grouped in a more systematic and logical way within each section, to improve readability.

The book is primarily aimed at practitioners of arbitration both in the UK and abroad, including solicitors, barristers, arbitrators and judges who are involved in the practice of arbitration (whether domestic or international). It is also aimed at UK and international students of international arbitration, especially in relation to the sections with comparative legal analysis and comprehensive discussions on the interaction between the Arbitration Act 1996 and institutional arbitration rules.

Erratum: The authors regret that the new version of the LCIA Rules will not now be published (or be applicable) until early 2020, due to unexpected circumstances. It is understood that those Articles referred to in the text as the 2019 Rules will remain unchanged, albeit that the Rules when in force should be and will be cited as the 2020 LCIA Rules. The authors accept responsibility for and apologise for this error.
Preface ix
Foreword xi
Table of cases
xiii
Table of legislation
li
PART I BACKGROUND TO THE ARBITRATION ACT 1996
1(6)
Introduction
1(1)
Background to the Act
1(1)
Arbitration-related court proceedings
2(1)
Appeals
2(1)
The Arbitration Act 1996 and the Model Law
3(1)
Our assessment of the Act
4(3)
PART II THE ARBITRATION ACT 1996
7(1)
Part I Arbitration pursuant to an arbitration agreement
8(1)
Section 1 General principles
8(48)
2 Scope of application of provisions
32(4)
3 The seat of the arbitration
36(12)
4 Mandatory and non-mandatory provisions
48(4)
5 Agreements to be in writing
52(4)
The arbitration agreement
56(102)
6 Definition of arbitration agreement
56(94)
7 Separability of arbitration agreement
150(8)
8 Whether agreement discharged by death of a party
158(1)
Stay of legal proceedings
158(57)
9 Stay of legal proceedings
158(56)
10 Reference of interpleader issue in arbitration
214(1)
11 Retention of security where Admiralty proceedings stayed, etc.
214(1)
Commencement of arbitral proceedings
215(35)
12 Power of court to extend time for beginning arbitral proceedings
215(14)
13 Application of Limitation Acts
229(6)
14 Commencement of arbitral proceedings
235(15)
The arbitral tribunal
250(115)
15 The arbitral tribunal
250(3)
16 Procedure for appointment of arbitrators
253(4)
17 Power in case of default to appoint sole arbitrator
257(2)
18 Failure of appointment procedure
259(6)
19 Court to have regard to agreed qualifications
265(1)
20 Chairman
266(1)
21 Umpire
267(2)
22 Decision-making where no chairman or umpire
269(1)
23 Revocation of arbitrator's authority
269(2)
24 Power of court to remove arbitrator
271(37)
25 Resignation of arbitrator
308(1)
26 Death of arbitrator or person appointing him
309(1)
27 Filling of vacancy, etc.
310(2)
28 Joint and several liability of parties to arbitrators for fees and expenses
312(4)
29 Immunity of arbitrator
316(1)
Jurisdiction of the arbitral tribunal
317(1)
30 Competence of tribunal to rule on its own jurisdiction
317(29)
31 Objection to substantive jurisdiction of tribunal
346(12)
32 Determination of preliminary point of jurisdiction
358(7)
The arbitral proceedings
365(71)
33 General duty of the tribunal
365(11)
34 Procedural and evidential matters
376(13)
35 Consolidation of proceedings and concurrent hearings
389(6)
36 Legal or other representation
395(1)
37 Power to appoint experts, legal advisers or assessors
395(1)
38 General powers exercisable by the tribunal
396(12)
39 Power to make provisional awards
408(3)
40 General duty of parties
411(14)
41 Powers of tribunal in case of party's default
425(11)
Powers of court in relation to arbitral proceedings
436(72)
42 Enforcement of peremptory orders of tribunal
436(3)
43 Securing the attendance of witnesses
439(4)
44 Court powers exercisable in support of arbitral proceedings
443(62)
45 Determination of preliminary point of law
505(3)
The award
508(93)
46 Rules applicable to substance of dispute
508(44)
47 Awards on different issues, etc.
552(4)
48 Remedies
556(5)
49 Interest
561(7)
50 Extension of time for making award
568(2)
51 Settlement
570(1)
52 Form of award
571(6)
53 Place where award treated as made
577(1)
54 Date of award
578(1)
55 Notification of award
579(1)
56 Power to withhold award in case of non-payment
579(3)
57 Correction of award or additional award
582(15)
58 Effect of award
597(4)
Costs of the arbitration
601(24)
59 Costs of the arbitration
601(5)
60 Agreement to pay costs in any event
606(1)
61 Award of costs
606(7)
62 Effect of agreement or award about costs
613(1)
63 The recoverable costs of the arbitration
614(7)
64 Recoverable fees and expenses of arbitrators
621(3)
65 Power to limit recoverable costs
624(1)
Powers of the court in relation to award
625(155)
66 Enforcement of the awards
625(49)
67 Challenging the award: substantive jurisdiction
674(19)
68 Challenging the award: serious irregularity
693(38)
69 Appeal on point of law
731(24)
70 Challenge or appeal: supplementary provisions
755(22)
71 Challenge or appeal: effect of order of court
777(3)
Miscellaneous
780(24)
72 Saving for rights of person who takes no part in proceedings
780(10)
73 Loss of right to object
790(13)
74 Immunity of arbitral institutions, etc.
803(1)
75 Charge to secure payment of solicitors' costs
804(1)
Supplementary
804(26)
76 Service of notices, etc.
804(8)
77 Powers of court in relation to service of documents
812(1)
78 Reckoning periods of time
813(1)
79 Power of court to extend time limits relating to arbitral proceedings
813(4)
80 Notice and other requirements in connection with legal proceedings
817(4)
81 Saving for certain matters governed by common law
821(4)
82 Minor definitions
825(3)
83 Index of defined expressions: Part I
828(1)
84 Transitional provisions
829(1)
Part II Other provisions relating to arbitration
830(1)
Domestic arbitration agreements
830(1)
85 Modification of Part I in relation to domestic arbitration agreement
830(1)
86 Staying of legal proceedings
830(1)
87 Effectiveness of agreement to exclude court's jurisdiction
831(1)
88 Power to repeal or amend sections 85 to 87
831(1)
Consumer arbitration agreements
831(2)
89 Application of unfair terms regulations to consumer arbitration agreements
831(1)
90 Regulations apply where consumer is a legal person
832(1)
91 Arbitration agreement unfair where modest amount sought
833(1)
Small claims arbitration in the county court
833(1)
92 Exclusion of Part I in relation to small claims arbitration in the county court
833(1)
Appointment of judges as arbitrators
834(1)
93 Appointment of judges as arbitrators
834(1)
Statutory arbitrations
835(2)
94 Application of Part I to statutory arbitrations
835(1)
95 General adaptation of provisions in relation to statutory arbitrations
835(1)
96 Specific adaptations of provisions in relation to statutory arbitrations
836(1)
97 Provisions excluded from applying to statutory arbitrations
836(1)
98 Power to make further provisions by regulations
836(1)
Part III Recognition and enforcement of certain foreign awards
837(1)
Enforcement of Geneva Convention awards
837(62)
99 Continuation of Part II of the Arbitration Act 1950
837(1)
Recognition and enforcement of New York Convention awards
837(1)
100 New York Convention awards
837(3)
101 Recognition and enforcement of awards
840(7)
102 Evidence to be produced by party seeking recognition or enforcement
847(3)
103 Refusal of recognition or enforcement
850(48)
104 Saving for other bases of recognition or enforcement
898(1)
Part IV General provisions
899(4)
105 Meaning of `the court': jurisdiction of High Court and county court
899(1)
106 Crown application
900(1)
107 Consequential amendments and repeals
901(1)
108 Extent
901(1)
109 Commencement
901(1)
110 Short title
901(2)
Schedule 1 Mandatory provisions of Part I 903(1)
Schedule 2 Modifications of Part I in relation to judge-arbitrators 904(5)
Appendix 1 Departmental Advisory Committee on arbitration law 909(82)
Appendix 2 Uncitral Model Law on International Commercial Arbitration 991(14)
Appendix 3 Civil procedure rules part 62 and practice direction to part 62 1005(26)
Appendix 4 New York Convention on the Recognition and Enforcement of Foreign Arbitral Awards 1031(6)
Index 1037
Robert Merkin QC is Professor of Commercial Law at the University of Exeter and Special Counsel, Duncan Cotterill, New Zealand. He specialises in insurance, reinsurance and arbitration and has written over 40 books on those subjects, and his works have been cited on numerous occasions in a number of different jurisdictions. He is co-editor of the Lloyds Law Reports, author of Arbitration Law and Singapore Arbitration Law and editor of Arbitration Law Monthly and Insurance Law Monthly. Rob is a regular presenter at conferences in the UK and internationally. He is past president of the British Insurance Law Association and honorary life president of the International Association of Insurance Law (AIDA). He sits as an arbitrator and has given expert evidence on English law in numerous arbitration and judicial proceedings.

Louis Flannery QC is the head of international arbitration at Stephenson Harwood LLP in London. He specialises in arbitration and litigation with a particular emphasis on fraud and/or conflict law issues. Louis is a regular speaker on arbitration and civil fraud at conferences all over the world. He has extensive experience of international commercial arbitration of all forms, whether ad hoc or under the major institutional rules (DIAC, ICC, LCIA, UNCITRAL, SCC) as well as substantial High Court litigation in England. Louis was named as a leading international arbitration practitioner in "Who's Who Legal: Arbitration Lawyers 2018" and is on the Legal 500 2019 "Powerlist" for International Arbitration. Louis was made Queen's Counsel in 2018, and regularly undertakes advocacy before international tribunals and in the High Court and Court of Appeal.