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E-grāmata: Practice of International Commercial Arbitration: A Handbook for Hong Kong Arbitrators

(Singapore International Commercial Court, Hong Kong; Hong Kong University, Hong Kong)
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Focusing on practical principles or guidelines for arbitrators, this book covers everything a prospective international commercial arbitrator should know about conducting an arbitration in Hong Kong. Specifically geared to those interested in or starting work as an international commercial arbitrator in Hong Kong, the book takes readers step-by-step through the problems that are likely to arise in the conduct of a commercial arbitration and in the development of their careers as international commercial arbitrators.

Preface ix
Table of cases
xiii
Table of conventions
xv
Table of legislation
xvii
Chapter 1 Introduction
1(15)
1.1 Terminology
2(5)
1.2 Popularity
7(4)
1.3 Problems of cost and due process paranoia
11(5)
Appendix
13(1)
A UNCITRAL and the Model Law
13(1)
B New York Convention
14(2)
Chapter 2 Theory
16(11)
2.1 Theory 1: Law of seat as source of validity
16(5)
2.2 Theory 2: Laws of enforcing states as source of validity
21(2)
2.3 Theory 3: Transnational law as source of validity
23(3)
2.4 Conclusion
26(1)
Chapter 3 Infrastructure
27(15)
3.1 Hong Kong
27(7)
3.1.1 Legislation
27(1)
3.1.2 Organizations
28(1)
3.1.3 Government support
29(1)
3.1.4 Judicial support
30(1)
3.1.5 ADR initiatives
31(1)
3.1.5.1 Mediation
31(1)
3.1.5.2 Med-arb
31(2)
3.1.5.3 Adjudication
33(1)
3.2 Singapore
34(3)
3.2.1 Legislation
34(1)
3.2.2 Organizations
34(1)
3.2.3 Government support
35(1)
3.2.4 Judicial support
35(1)
3.2.5 ADR initiatives
36(1)
3.2.5.1 Mediation
36(1)
3.2.5.2 Med-arb
36(1)
3.2.5.3 Adjudication
36(1)
3.3 Mainland China
37(5)
3.3.1 Legislation
37(1)
3.3.2 Organizations
37(1)
3.3.3 Government support
38(1)
3.3.4 Judicial support
38(1)
3.3.5 ADR initiatives
38(1)
3.3.5.1 Mediation
38(1)
3.3.5.2 Med-arb
39(1)
3.3.5.3 Adjudication
39(1)
Appendix: Concordance of Model Law articles and Arbitration Ordinance sections
40(2)
Chapter 4 Rules
42(18)
4.1 HKIAC-administered arbitration rules
42(5)
4.1.1 Appointment of tribunal
43(1)
4.1.2 Pleadings
44(1)
4.1.3 Conduct of proceedings
44(2)
4.1.4 Award
46(1)
4.2 SIAC arbitration rules
47(3)
4.2.1 Appointment of tribunal
47(1)
4.2.2 Pleadings
48(1)
4.2.3 Conduct of proceedings
48(1)
4.2.4 Award
49(1)
4.3 CIETAC arbitration rules
50(3)
4.3.1 Appointment of tribunal
50(1)
4.3.2 Pleadings
51(1)
4.3.3 Conduct of proceedings
51(2)
4.3.4 Award
53(1)
4.4 UNCITRAL Arbitration Rules
53(3)
4.4.1 Appointment of tribunal
54(1)
4.4.2 Pleadings
54(1)
4.4.3 Conduct of proceedings
55(1)
4.4.4 Award
55(1)
4.5 ICC Arbitration Rules
56(3)
4.5.1 Appointment of tribunal
56(1)
4.5.2 Pleadings
57(1)
4.5.3 Conduct of proceedings
57(1)
4.5.4 Award
58(1)
4.6 Conclusion
59(1)
Chapter 5 Appointment
60(13)
5.1 Appointment procedures under the Arbitration Ordinance and Model Law
60(3)
5.2 Conflicts of interest
63(7)
5.3 Duty of impartiality and independence
70(3)
Chapter 6 Start
73(20)
6.1 Order for directions no. 1
73(5)
6.2 Arbitration agreements and choice of law
78(7)
6.3 Case management
85(8)
Appendix: Sample comprehensive order for directions no. 1
90(3)
Chapter 7 Interlocutory
93(15)
7.1 Powers
93(3)
7.2 Freezing orders
96(5)
7.3 Security for costs
101(4)
7.4 Other interlocutory applications
105(3)
7.4.1 Challenges to the jurisdiction
105(1)
7.4.2 Applications for preliminary issues
105(1)
7.4.3 Applications for further and better particulars and for interrogatories
105(1)
7.4.4 Applications for specific discovery
106(1)
7.4.5 Applications for expert evidence
106(1)
7.4.6 Applications to preserve property or conduct experiments
106(2)
Chapter 8 Evidence
108(17)
8.1 Documentary evidence
108(7)
8.1.1 General and specific discovery
108(2)
8.1.2 IBA Rules on the Taking of Evidence
110(3)
8.1.3 Practical considerations
113(2)
8.2 Factual and expert witnesses
115(10)
8.2.1 Factual witnesses
115(3)
8.2.2 Expert witnesses
118(4)
8.2.3 Hot-tubbing of experts
122(1)
Appendix: Sample order for directions on expert evidence
123(2)
Chapter 9 Trial
125(16)
9.1 Substantive hearing
125(6)
9.2 Maintaining a level playing field
131(3)
9.3 Managing cross-examination
134(7)
Chapter 10 Finish
141(13)
10.1 Award
141(9)
10.1.1 Preliminary matters
141(3)
10.1.2 Drafting
144(6)
10.2 Costs of the arbitration
150(2)
10.3 Costs of the tribunal
152(2)
Chapter 11 ADR Support
154(8)
11.1 Mediation
154(3)
11.2 Med-arb
157(2)
11.3 Adjudication
159(3)
Chapter 12 Judicial Support
162(15)
12.1 Powers
163(4)
12.1.1 General principles
163(2)
12.1.2 Specific powers
165(2)
12.2 Exercise of powers
167(8)
12.2.1 Jurisdictional challenges
167(2)
12.2.2 Interlocutory orders in aid of arbitrations
169(2)
12.2.3 Applications to set aside an award
171(3)
12.2.4 Applications for the recognition and enforcement of awards
174(1)
12.3 Conclusion
175(2)
Chapter 13 Complex Arbitrations
177(10)
13.1 General considerations
177(6)
13.1.1 Joinder
179(2)
13.1.2 Consolidation
181(2)
13.2 Class arbitrations and third party funding
183(4)
Chapter 14 Specialized Arbitrations
187(11)
14.1 Specialized commercial arbitrations
187(9)
14.1.1 Arbitrations involving mainly private interests
187(1)
14.1.1.1 Maritime arbitrations
187(3)
14.1.1.2 Construction arbitrations
190(1)
14.1.1.3 Financial arbitrations
191(2)
14.1.2 Arbitrations involving private and public interests
193(1)
14.1.2.1 Intellectual property arbitrations
193(1)
14.1.2.2 Competition law arbitrations
194(2)
14.2 Investment treaty arbitrations
196(2)
Chapter 15 Challenges
198(11)
15.1 Singapore International Commercial Court (SICC)
198(3)
15.2 Cost of international commercial arbitration
201(2)
15.3 Capacity-building among judiciaries
203(1)
15.4 Capacity-building among young arbitrators
204(2)
15.5 The Belt and Road Initiative
206(3)
Index 209
Professor Anselmo Reyes is an International Judge at the Singapore International Commercial Court, Asia Pacific Regional Office Representative at the Hague Conference on Private International Law and Professor of Legal Practice at Hong Kong University. He was educated at Harvard University and the University of Cambridge.