Preface |
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xvii | |
Acknowledgements |
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xix | |
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xxi | |
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1 | (12) |
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1.1 Mobile Voice Subscriber Growth |
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1 | (1) |
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1.2 Mobile Data Usage Growth |
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1 | (2) |
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1.3 Evolution of Wireline Technologies |
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3 | (1) |
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1.4 Motivation and Targets for LTE |
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4 | (1) |
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5 | (1) |
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1.6 3GPP Family of Technologies |
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6 | (2) |
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8 | (1) |
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1.8 New Spectrum Identified by WRC-07 |
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9 | (1) |
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10 | (3) |
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13 | (10) |
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13 | (1) |
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2.2 Overview of 3GPP Releases and Process |
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13 | (2) |
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15 | (1) |
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2.4 LTE Standardization Phases |
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16 | (2) |
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2.5 Evolution Beyond Release 8 |
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18 | (2) |
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2.6 LTE-Advanced for IMT-Advanced |
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20 | (1) |
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2.7 LTE Specifications and 3GPP Structure |
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20 | (3) |
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21 | (2) |
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3 System Architecture Based on 3GPP SAE |
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23 | (44) |
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3.1 System Architecture Evolution in 3GPP |
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23 | (2) |
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3.2 Basic System Architecture Configuration with only E-UTRAN Access Network |
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25 | (16) |
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3.2.1 Overview of Basic System Architecture Configuration |
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25 | (1) |
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3.2.2 Logical Elements in Basic System Architecture Configuration |
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26 | (9) |
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3.2.3 Self-configuration of S1-MME and X2 Interfaces |
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35 | (1) |
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3.2.4 Interfaces and Protocols in Basic System Architecture Configuration |
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36 | (4) |
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3.2.5 Roaming in Basic System Architecture Configuration |
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40 | (1) |
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3.3 System Architecture with E-UTRAN and Legacy 3GPP Access Networks |
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41 | (5) |
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3.3.1 Overview of 3GPP Inter-working System Architecture Configuration |
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41 | (1) |
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3.3.2 Additional and Updated Logical Elements in 3GPP Inter-working System Architecture Configuration |
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42 | (2) |
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3.3.3 Interfaces and Protocols in 3GPP Inter-working System Architecture Configuration |
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44 | (1) |
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3.3.4 Inter-working with Legacy 3GPP CS Infrastructure |
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45 | (1) |
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3.4 System Architecture with E-UTRAN and Non-3GPP Access Networks |
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46 | (6) |
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3.4.1 Overview of 3GPP and Non-3GPP Inter-working System Architecture Configuration |
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46 | (2) |
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3.4.2 Additional and Updated Logical Elements in 3GPP Inter-working System Architecture Configuration |
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48 | (3) |
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3.4.3 Interfaces and Protocols in Non-3GPP Inter-working System Architecture Configuration |
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51 | (1) |
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3.5 Inter-working with cdma2000® Access Networks |
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52 | (4) |
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3.5.1 Architecture for cdma2000® HRPD Inter-working |
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52 | (2) |
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3.5.2 Additional and Updated Logical Elements for cdma2000® HRPD Inter-working |
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54 | (1) |
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3.5.3 Protocols and Interfaces in cdma2000® HRPD Inter-working |
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55 | (1) |
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3.5.4 Inter-working with cdma2000® 1xRTT |
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56 | (1) |
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56 | (4) |
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56 | (2) |
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3.6.2 Session Management and Routing |
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58 | (1) |
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59 | (1) |
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59 | (1) |
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3.6.5 Inter-working Elements |
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59 | (1) |
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60 | (7) |
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60 | (2) |
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62 | (3) |
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65 | (2) |
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4 Introduction to OFDMA and SC-FDMA and to MIMO in LTE |
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67 | (16) |
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67 | (1) |
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4.2 LTE Multiple Access Background |
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67 | (3) |
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70 | (6) |
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76 | (4) |
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80 | (2) |
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82 | (1) |
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82 | (1) |
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83 | (58) |
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83 | (1) |
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5.2 Transport Channels and their Mapping to the Physical Channels |
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83 | (2) |
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85 | (1) |
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5.4 Uplink User Data Transmission |
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86 | (4) |
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5.5 Downlink User Data Transmission |
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90 | (3) |
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5.6 Uplink Physical Layer Signaling Transmission |
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93 | (16) |
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5.6.1 Physical Uplink Control Channel, PUCCH |
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94 | (4) |
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5.6.2 PUCCH Configuration |
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98 | (4) |
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5.6.3 Control Signaling on PUSCH |
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102 | (2) |
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5.6.4 Uplink Reference Signals |
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104 | (5) |
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109 | (3) |
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5.7.1 Physical Random Access Channel |
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109 | (1) |
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110 | (2) |
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5.8 Downlink Physical Layer Signaling Transmission |
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112 | (8) |
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5.8.1 Physical Control Format Indicator Channel (PCFICH) |
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112 | (1) |
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5.8.2 Physical Downlink Control Channel (PDCCH) |
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113 | (2) |
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5.8.3 Physical HARQ Indicator Channel (PHICH) |
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115 | (1) |
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5.8.4 Cell-specific Reference Signal |
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116 | (1) |
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5.8.5 Downlink Transmission Modes |
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117 | (2) |
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5.8.6 Physical Broadcast Channel (PBCH) |
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119 | (1) |
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5.8.7 Synchronization Signal |
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120 | (1) |
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5.9 Physical Layer Procedures |
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120 | (15) |
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121 | (1) |
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122 | (1) |
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123 | (1) |
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124 | (1) |
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5.9.5 Random Access Procedure |
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124 | (3) |
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5.9.6 Channel Feedback Reporting Procedure |
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127 | (5) |
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5.9.7 Multiple Input Multiple Output (MIMO) Antenna Technology |
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132 | (2) |
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5.9.8 Cell Search Procedure |
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134 | (1) |
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5.9.9 Half-duplex Operation |
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134 | (1) |
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5.10 UE Capability Classes and Supported Features |
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135 | (1) |
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5.11 Physical Layer Measurements |
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136 | (1) |
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5.11.1 eNodeB Measurements |
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136 | (1) |
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5.11.2 UE Measurements and Measurement Procedure |
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137 | (1) |
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5.12 Physical Layer Parameter Configuration |
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137 | (1) |
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138 | (3) |
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139 | (2) |
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141 | (44) |
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141 | (1) |
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6.2 Protocol Architecture |
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141 | (3) |
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6.3 The Medium Access Control |
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144 | (3) |
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145 | (1) |
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6.3.2 Data Flow in MAC Layer |
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146 | (1) |
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6.4 The Radio Link Control Layer |
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147 | (3) |
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6.4.1 RLC Modes of Operation |
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148 | (1) |
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6.4.2 Data Flow in the RLC Layer |
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148 | (2) |
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6.5 Packet Data Convergence Protocol |
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150 | (1) |
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6.6 Radio Resource Control (RRC) |
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151 | (18) |
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6.6.1 UE States and State Transitions Including Inter-RAT |
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151 | (1) |
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6.6.2 RRC Functions and Signaling Procedures |
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152 | (15) |
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6.6.3 Self Optimization - Minimization of Drive Tests |
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167 | (2) |
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6.7 X2 Interface Protocols |
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169 | (3) |
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6.7.1 Handover on X2 Interface |
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169 | (2) |
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171 | (1) |
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6.8 Understanding the RRC ASN.1 Protocol Definition |
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172 | (10) |
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172 | (1) |
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6.8.2 RRC Protocol Definition |
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173 | (9) |
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6.9 Early UE Handling in LTE |
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182 | (1) |
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183 | (2) |
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183 | (2) |
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185 | (18) |
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185 | (1) |
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7.2 Mobility Management in Idle State |
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186 | (4) |
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7.2.1 Overview of Idle Mode Mobility |
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186 | (1) |
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7.2.2 Cell Selection and Reselection Process |
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187 | (2) |
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7.2.3 Tracking Area Optimization |
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189 | (1) |
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190 | (8) |
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190 | (2) |
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192 | (3) |
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7.3.3 Handover Measurements |
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195 | (1) |
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7.3.4 Automatic Neighbor Relations |
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195 | (1) |
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196 | (1) |
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197 | (1) |
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7.4 Inter-system Handovers |
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198 | (1) |
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7.5 Differences in E-UTRAN and UTRAN Mobility |
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199 | (2) |
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201 | (2) |
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201 | (2) |
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8 Radio Resource Management |
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203 | (34) |
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203 | (1) |
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8.2 Overview of RRM Algorithms |
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203 | (1) |
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8.3 Admission Control and QoS Parameters |
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204 | (2) |
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8.4 Downlink Dynamic Scheduling and Link Adaptation |
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206 | (10) |
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8.4.1 Layer 2 Scheduling and Link Adaptation Framework |
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206 | (1) |
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8.4.2 Frequency Domain Packet Scheduling |
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206 | (3) |
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8.4.3 Combined Time and Frequency Domain Scheduling Algorithms |
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209 | (2) |
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8.4.4 Packet Scheduling with MIMO |
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211 | (1) |
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8.4.5 Downlink Packet Scheduling Illustrations |
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211 | (5) |
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8.5 Uplink Dynamic Scheduling and Link Adaptation |
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216 | (11) |
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8.5.1 Signaling to Support Uplink Link Adaptation and Packet Scheduling |
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219 | (4) |
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8.5.2 Uplink Link Adaptation |
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223 | (1) |
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8.5.3 Uplink Packet Scheduling |
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223 | (4) |
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8.6 Interference Management and Power Settings |
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227 | (3) |
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8.6.1 Downlink Transmit Power Settings |
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227 | (1) |
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8.6.2 Uplink Interference Coordination |
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228 | (2) |
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8.7 Discontinuous Transmission and Reception (DTX/DRX) |
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230 | (3) |
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8.8 RRC Connection Maintenance |
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233 | (1) |
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233 | (4) |
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234 | (3) |
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9 Self Organizing Networks (SON) |
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237 | (20) |
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237 | (1) |
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238 | (3) |
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241 | (1) |
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241 | (3) |
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9.4.1 Configuration of Physical Cell ID |
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242 | (1) |
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9.4.2 Automatic Neighbor Relations (ANR) |
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243 | (1) |
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9.5 Self-Optimization and Self-Healing Use Cases |
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244 | (9) |
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9.5.1 Mobility Load Balancing (MLB) |
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245 | (3) |
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9.5.2 Mobility Robustness Optimization (MRO) |
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248 | (3) |
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251 | (1) |
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251 | (1) |
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9.5.5 Summary of the Available SON Procedures |
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252 | (1) |
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252 | (1) |
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9.6 3GPP Release 10 Use Cases |
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253 | (1) |
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254 | (3) |
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255 | (2) |
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257 | (46) |
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257 | (1) |
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10.2 Layer 1 Peak Bit Rates |
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257 | (3) |
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260 | (1) |
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10.4 Link Level Performance |
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261 | (4) |
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10.4.1 Downlink Link Performance |
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261 | (1) |
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10.4.2 Uplink Link Performance |
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262 | (3) |
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265 | (5) |
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270 | (18) |
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10.6.1 System Deployment Scenarios |
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270 | (3) |
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10.6.2 Downlink System Performance |
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273 | (2) |
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10.6.3 Uplink System Performance |
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275 | (1) |
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10.6.4 Multi-antenna MIMO Evolution Beyond 2 x 2 |
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276 | (7) |
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10.6.5 Higher Order Sectorization (Six Sectors) |
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283 | (2) |
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10.6.6 Spectral Efficiency as a Function of LTE Bandwidth |
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285 | (1) |
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10.6.7 Spectral Efficiency Evaluation in 3GPP |
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286 | (1) |
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10.6.8 Benchmarking LTE to HSPA |
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287 | (1) |
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288 | (2) |
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10.7.1 User Plane Latency |
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288 | (2) |
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10.8 LTE Refarming to GSM Spectrum |
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290 | (1) |
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291 | (2) |
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10.10 Capacity Management Examples from HSPA Networks |
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293 | (6) |
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10.10.1 Data Volume Analysis |
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293 | (4) |
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10.10.2 Cell Performance Analysis |
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297 | (2) |
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299 | (4) |
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301 | (2) |
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303 | (22) |
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303 | (1) |
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11.2 Theoretical Peak Data Rates |
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303 | (2) |
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11.3 Laboratory Measurements |
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305 | (1) |
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11.4 Field Measurement Setups |
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306 | (1) |
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11.5 Artificial Load Generation |
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307 | (3) |
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11.6 Peak Data Rates in the Field |
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310 | (1) |
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11.7 Link Adaptation and MIMO Utilization |
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311 | (2) |
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11.8 Handover Performance |
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313 | (2) |
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11.9 Data Rates in Drive Tests |
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315 | (2) |
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11.10 Multi-user Packet Scheduling |
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317 | (3) |
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320 | (1) |
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11.12 Very Large Cell Size |
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321 | (2) |
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323 | (2) |
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323 | (2) |
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325 | (26) |
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325 | (1) |
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12.2 Protocol Stacks and Interfaces |
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325 | (9) |
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325 | (2) |
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12.2.2 Network Layer (L3) - IP |
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327 | (1) |
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12.2.3 Data Link Layer (L2) - Ethernet |
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328 | (1) |
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12.2.4 Physical Layer (L1) - Ethernet Over Any Media |
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329 | (1) |
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12.2.5 Maximum Transmission Unit Size Issues |
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330 | (2) |
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12.2.6 Traffic Separation and IP Addressing |
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332 | (2) |
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12.3 Transport Aspects of Intra-LTE Handover |
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334 | (1) |
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12.4 Transport Performance Requirements |
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335 | (5) |
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12.4.1 Throughput (Capacity) |
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335 | (3) |
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12.4.2 Delay (Latency), Delay Variation (Jitter) |
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338 | (1) |
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339 | (1) |
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12.5 Transport Network Architecture for LTE |
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340 | (2) |
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12.5.1 Implementation Examples |
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340 | (1) |
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12.5.2 X2 Connectivity Requirements |
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341 | (1) |
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12.5.3 Transport Service Attributes |
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342 | (1) |
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342 | (2) |
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342 | (1) |
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343 | (1) |
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344 | (3) |
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12.8 Synchronization from Transport Network |
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347 | (1) |
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12.8.1 Precision Time Protocol |
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347 | (1) |
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12.8.2 Synchronous Ethernet |
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348 | (1) |
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12.9 Base Station Co-location |
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348 | (1) |
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349 | (2) |
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349 | (2) |
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351 | (24) |
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351 | (1) |
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351 | (2) |
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353 | (1) |
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354 | (1) |
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13.5 Scheduling and Control Channels |
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354 | (3) |
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357 | (7) |
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13.7 Voice Capacity Evolution |
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364 | (1) |
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365 | (3) |
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13.9 Circuit Switched Fallback for LTE |
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368 | (2) |
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13.10 Single Radio Voice Call Continuity (SR-VCC) |
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370 | (2) |
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372 | (3) |
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373 | (2) |
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14 Performance Requirements |
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375 | (80) |
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375 | (1) |
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14.2 Frequency Bands and Channel Arrangements |
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375 | (5) |
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375 | (3) |
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378 | (1) |
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14.2.3 Channel Arrangements |
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379 | (1) |
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14.3 eNodeB RF Transmitter |
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380 | (12) |
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14.3.1 Operating Band Unwanted Emissions |
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381 | (2) |
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14.3.2 Co-existence with Other Systems on Adjacent Carriers Within the Same Operating Band |
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383 | (2) |
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14.3.3 Co-existence with Other Systems in Adjacent Operating Bands |
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385 | (4) |
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14.3.4 Transmitted Signal Quality |
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389 | (3) |
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392 | (6) |
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14.5 eNodeB Demodulation Performance |
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398 | (5) |
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14.6 User Equipment Design Principles and Challenges |
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403 | (15) |
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403 | (1) |
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14.6.2 RF Subsystem Design Challenges |
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403 | (7) |
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14.6.3 RF-baseband Interface Design Challenges |
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410 | (4) |
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14.6.4 LTE Versus HSDPA Baseband Design Complexity |
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414 | (4) |
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418 | (3) |
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14.7.1 LTE UE Transmitter Requirement |
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418 | (1) |
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14.7.2 LTE Transmit Modulation Accuracy, EVM |
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418 | (1) |
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14.7.3 Desensitization for Band and Bandwidth Combinations (De-sense) |
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419 | (1) |
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14.7.4 Transmitter Architecture |
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420 | (1) |
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14.8 UE RF Receiver Requirements |
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421 | (19) |
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14.8.1 Reference Sensitivity Level |
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422 | (2) |
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14.8.2 Introduction to UE Self-Desensitization Contributors in FDD UEs |
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424 | (5) |
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14.8.3 ACS, Narrowband Blockers and ADC Design Challenges |
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429 | (6) |
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14.8.4 EVM Contributors: A Comparison between LTE and WCDMA Receivers |
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435 | (5) |
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14.9 UE Demodulation Performance |
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440 | (6) |
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14.9.1 Transmission Modes |
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440 | (3) |
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14.9.2 Channel Modeling and Estimation |
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443 | (1) |
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14.9.3 Demodulation Performance |
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443 | (3) |
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14.10 Requirements for Radio Resource Management |
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446 | (5) |
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14.10.1 Idle State Mobility |
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447 | (1) |
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14.10.2 Connected State Mobility When DRX is not Active |
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447 | (3) |
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14.10.3 Connected State Mobility When DRX is Active |
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450 | (1) |
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14.10.4 Handover Execution Performance Requirements |
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450 | (1) |
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451 | (4) |
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452 | (3) |
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455 | (32) |
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455 | (1) |
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15.2 LTE TDD Fundamentals |
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455 | (7) |
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15.2.1 The LTE TDD Frame Structure |
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457 | (2) |
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15.2.2 Asymmetric Uplink/Downlink Capacity Allocation |
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459 | (1) |
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15.2.3 Co-existence with TD-SCDMA |
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459 | (1) |
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15.2.4 Channel Reciprocity |
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460 | (1) |
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15.2.5 Multiple Access Schemes |
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461 | (1) |
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462 | (7) |
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15.3.1 Common Control Channels |
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462 | (2) |
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15.3.2 Sounding Reference Signal |
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464 | (1) |
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15.3.3 HARQ Process and Timing |
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465 | (1) |
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15.3.4 HARQ Design for UL TTI Bundling |
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466 | (1) |
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15.3.5 UL HARQ-ACK/NACK Transmission |
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467 | (1) |
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15.3.6 DL HARQ-ACK/NACK Transmission |
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467 | (1) |
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15.3.7 DL HARQ-ACK/NACK Transmission with SRI and/or CQI over PUCCH |
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468 | (1) |
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15.4 Semi-persistent Scheduling |
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469 | (2) |
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15.5 MIMO and Dedicated Reference Signals |
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471 | (1) |
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472 | (11) |
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|
473 | (1) |
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15.6.2 Link Budget and Coverage for the TDD System |
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|
473 | (4) |
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15.6.3 System Level Performance |
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|
477 | (6) |
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15.7 Evolution of LTE TDD |
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|
483 | (1) |
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|
484 | (3) |
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|
484 | (3) |
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|
487 | (28) |
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487 | (1) |
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16.2 LTE-Advanced and IMT-Advanced |
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|
487 | (1) |
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|
488 | (1) |
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16.3.1 Backwards Compatibility |
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|
488 | (1) |
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16.4 3GPP LTE-Advanced Study Phase |
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|
489 | (1) |
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489 | (7) |
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16.5.1 Impact of the Carrier Aggregation for the Higher Layer Protocol and Architecture |
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|
492 | (1) |
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16.5.2 Physical Layer Details of the Carrier Aggregation |
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|
493 | (1) |
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16.5.3 Changes in the Physical Layer Uplink due to Carrier Aggregation |
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|
493 | (1) |
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16.5.4 Changes in the Physical Layer Downlink due to Carrier Aggregation |
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|
494 | (1) |
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16.5.5 Carrier Aggregation and Mobility |
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|
494 | (1) |
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16.5.6 Carrier Aggregation Performance |
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|
495 | (1) |
|
16.6 Downlink Multi-antenna Enhancements |
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496 | (6) |
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16.6.1 Reference Symbol Structure in the Downlink |
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496 | (3) |
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499 | (2) |
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16.6.3 System Performance of Downlink Multi-antenna Enhancements |
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|
501 | (1) |
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16.7 Uplink Multi-antenna Techniques |
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|
502 | (4) |
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16.7.1 Uplink Multi-antenna Reference Signal Structure |
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|
503 | (1) |
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16.7.2 Uplink MIMO for PUSCH |
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|
503 | (1) |
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16.7.3 Uplink MIMO for Control Channels |
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|
504 | (1) |
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16.7.4 Uplink Multi-user MIMO |
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|
505 | (1) |
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16.7.5 System Performance of Uplink Multi-antenna Enhancements |
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|
505 | (1) |
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16.8 Heterogeneous Networks |
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|
506 | (2) |
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|
508 | (4) |
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16.9.1 Architecture (Design Principles of Release 10 Relays) |
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|
508 | (2) |
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16.9.2 DeNB - RN Link Design |
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|
510 | (1) |
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511 | (1) |
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512 | (1) |
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513 | (2) |
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|
513 | (2) |
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515 | (22) |
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|
515 | (1) |
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17.2 Discontinuous Transmission and Reception (DTX/DRX) |
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|
515 | (2) |
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17.3 Circuit Switched Voice on HSPA |
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|
517 | (3) |
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17.4 Enhanced FACH and RACH |
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|
520 | (1) |
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17.5 Downlink MIMO and 64QAM |
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|
521 | (3) |
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17.5.1 MIMO Workaround Solutions |
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|
523 | (1) |
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17.6 Dual Cell HSDPA and HSUPA |
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|
524 | (2) |
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17.7 Multicarrier and Multiband HSDPA |
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|
526 | (1) |
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|
527 | (1) |
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|
528 | (1) |
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17.10 Layer 2 Optimization |
|
|
529 | (2) |
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17.11 Single Frequency Network (SFN) MBMS |
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|
531 | (1) |
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17.12 Architecture Evolution |
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|
531 | (2) |
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533 | (4) |
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|
535 | (2) |
Index |
|
537 | |